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Adviser Profile

As of Date 03/14/2024
Adviser Type - Large advisory firm
Number of Employees 5 -16.67%
of those in investment advisory functions 2 -33.33%
Registration SEC, Approved, 01/03/2017
AUM* 627,225,047 71.27%
of that, discretionary 524,461,375 68.46%
Private Fund GAV* 48,015,038
Avg Account Size 3,301,184 65.87%
% High Net Worth 67.31% -13.06%
SMA’s Yes
Private Funds 1
Contact Info 212 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
501M 430M 358M 287M 215M 143M 72M
2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count1 GAV$48,015,038

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Brochure Summary