RYE BROOK CAPITAL, LLC

other names
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Adviser Profile
As of Date 03/07/2024
Adviser Type - Large advisory firm
Number of Employees 1
of those in investment advisory functions 1
Registration SEC, Approved, 12/16/2020
Other registrations (2)
Former registrations

RYE BROOK CAPITAL, LLC

AUM* 474,967,214 18.41%
of that, discretionary 474,967,214 18.41%
Private Fund GAV* 116,272,178 -70.77%
Avg Account Size 23,748,361 -11.19%
% High Net Worth 10.00% -25.00%
SMA’s Yes
Private Funds 2 11
Contact Info 203 xxxxxxx
Websites

Client Types

- High net worth individuals
- Pooled investment vehicles

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management

Recent News

Reported AUM

Discretionary
Non-discretionary
430M 369M 307M 246M 184M 123M 61M
2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeOther Private Fund Count2 GAV$116,272,178

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker85210A104 Stock NameSPROTT PHYSICAL URANIUM TR $ Position$9,200 % Position12.00% $ Change-39.00% # Change-33.00%
Stck Ticker389638107 Stock NameGRAYSCALE ETHEREUM TRUST $ Position$8,585 % Position11.00% $ Change-9.00% # Change-24.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TRUST SERIES 1 $ Position$8,384 % Position11.00% $ Change-62.00% # Change-65.00%
Stck Ticker922042874 Stock NameVANGUARD FTSE EUROPE ETF $ Position$5,876 % Position8.00% $ Change-67.00% # Change-67.00%
Stck Ticker35086T109 Stock NameFOUR CORNERS PROPERTY TRUST $ Position$5,632 % Position7.00% $ Change-46.00% # Change-46.00%
Stck Ticker92189F676 Stock NameVANECK SEMICONDUCTOR ETF $ Position$5,579 % Position7.00% $ Change-60.00% # Change-65.00%
Stck Ticker81369Y209 Stock NameHEALTH CARE SELECT SECTOR $ Position$4,314 % Position6.00% $ Change-55.00% # Change-54.00%
Stck Ticker65340P106 Stock NameNEXGEN ENERGY LTD $ Position$4,087 % Position5.00% $ Change42.00% # Change58.00%
Stck Ticker78463V107 Stock NameSPDR GOLD SHARES $ Position$2,866 % Position4.00% $ Change-53.00% # Change-55.00%
Stck Ticker59522J103 Stock NameMID-AMERICA APARTMENT COMM $ Position$2,695 % Position4.00% $ Change # Change

Brochure Summary

Overview

A. The Adviser is a Connecticut limited liability company and has its principal place of business located in Greenwich, CT. The Adviser provides discretionary investment advisory and sub-advisory services to private investment funds for sophisticated, qualified investors (the “Funds” or the “Clients”). As a registered investment adviser, the Adviser owes a fiduciary duty to all of its clients. In 2006, the decision by the Court of Appeals for the D.C. Circuit in Goldstein v. SEC, 451 F.3d 873 (D.C. Cir. June 23, 2006), with respect to private funds, clarified that the “client” of an investment adviser to a private fund is the fund itself and not an investor in the fund. The Adviser was formed in 2017 by its founder, Carlos Gustavo Ribeiro Fernandes (the “Principal”). B. The Adviser seeks to generate absolute returns while minimizing volatility through pursuing a long-term strategy. C. While each of its Clients
will follow the general strategy stated above, the Adviser may tailor the specific advisory services with respect to each Client based on the particular investment objectives and strategies described in the applicable Client’s (i) confidential offering memorandum or separate account agreement (as applicable) and (ii) governing documents (referred to collectively as “Offering Documents”). All discussion of the Clients in this Brochure, including but not limited to their investments, the strategies used in managing the Clients, and conflicts of interest faced by the Adviser in connection with the management of the Clients are qualified in their entirety by reference to each Client’s respective Offering Documents. D. The Adviser does not participate in wrap fee programs. E. As of 12/31/23, the Adviser manages $474,967,214 in discretionary assets and $0 in non-discretionary assets.