9AT: 5AM VENTURES

other names

5AM VENTURES
5AM VENTURE MANAGEMENT, LLC

Adviser Profile

As of Date	04/23/2025
ADV Location	SAN FRANCISCO, CA, United States
Adviser Type - Large advisory firm
Number of Employees	43 23%
of those in investment advisory functions	26 24%
Registration	SEC, Approved, 01/19/2021
Other registrations (3)	SEC, ERA - Withdrawn, 12/16/2020 California, ERA - Withdrawn, 12/16/2020 Massachusetts, ERA - Withdrawn, 12/16/2020
Former registrations	5AM VENTURE MANAGEMENT, LLC

AUM^*	1,264,695,419 -27%
of that, discretionary	1,264,695,419 -27%
Private Fund GAV^*	1,264,695,419 -13%
Avg Account Size	90,335,387 -43%
SMA’s	No
Private Funds	14 3
Contact Info	415 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count3	GAV$
Fund TypePrivate Equity Fund	Count2	GAV$302,243,059
Fund TypeVenture Capital Fund	Count9	GAV$962,452,360

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser IDG CAPITAL FUND MANAGEMENT LTD.	Hedge Fund-	Liquidity Fund-	Private Equity Fund484.9m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund9.8b	Other Fund-	Total Private Fund GAV20.2b	AUM-	#Funds19
Adviser POLARIS GROWTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund954.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund4.3b	Other Fund-	Total Private Fund GAV9.5b	AUM4.0b	#Funds18
Adviser CORNER CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund107.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund595.7m	Other Fund134.9m	Total Private Fund GAV1.4b	AUM784.1m	#Funds33
Adviser JVP	Hedge Fund-	Liquidity Fund-	Private Equity Fund796.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund1.3b	Other Fund-	Total Private Fund GAV3.4b	AUM-	#Funds39
Adviser ALPACA	Hedge Fund-	Liquidity Fund-	Private Equity Fund5.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund147.5m	Other Fund-	Total Private Fund GAV300.8m	AUM153.7m	#Funds12
Adviser INSIGNIA VENTURES PARTNERS PTE. LTD.	Hedge Fund-	Liquidity Fund-	Private Equity Fund40.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund1.2b	Other Fund-	Total Private Fund GAV2.4b	AUM-	#Funds7
Adviser CAMBIUM CAPITAL MANAGEMENT LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund104.4m	Other Fund-	Total Private Fund GAV208.7m	AUM-	#Funds9
Adviser INSPIRATION VENTURE PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund14.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund130.1m	Other Fund-	Total Private Fund GAV274.1m	AUM-	#Funds6
Adviser VILLAGE GLOBAL MANAGEMENT, L.L.C.	Hedge Fund-	Liquidity Fund-	Private Equity Fund34.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund599.2m	Other Fund-	Total Private Fund GAV1.2b	AUM831.9m	#Funds5
Adviser LONGVIEW INNOVATION CORP.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM125.1m	#Funds-

Brochure Summary

Overview

A. Description of the Advisory Firm A. 5AM Venture Management, LLC (“5AM” or the “Firm”) was founded in 2002. 5AM serves as an investment adviser to pooled investment vehicles (each, a “Fund” and collectively, the “Funds”). An affiliate of 5AM serves as the general partner of each Fund (the “General Partners”). The General Partners are registered under the Advisers Act pursuant to 5AM’s registration as an investment adviser in accordance with SEC guidance. These entities operate as a single advisory business together with 5AM and share common owners, officers, partners, employees, consultants or persons occupying similar positions. The General Partners are under common control and subject to 5AM’s code of ethics and compliance programs adopted pursuant to the requirements of the Advisers Act. The Firm’s headquarters is located in San Francisco, CA with additional offices in Boston, MA and New York, NY. 5AM’s principal owners are Andrew Schwab and Kush Parmar. They serve as the Firm’s Managing Partners. B. Types of Advisory Services 5AM offers discretionary investment advice to the Funds under two investment platforms: (1) venture funds and their related co-investment vehicles that make early-stage venture capital investments into life science companies (the “Venture Funds”) and (2) funds that make follow-on investment rounds in life science

companies in which the Venture Funds have existing interests and later stage private and publicly held companies in life science related fields (the “Opportunities Funds”) (collectively, the Venture Funds and Opportunities Funds, the “Funds”). 5AM pursues investments in advanced life science innovations, and seeks to be diversified across the biopharmaceutical therapeutics, and platform technologies. Within each sector, 5AM invests across multiple therapeutic areas and modalities on behalf of the Funds, and evaluates opportunities based on innovative platform technologies, corporate spin-offs and products with shorter development cycles. C. Client Tailored Services and Client Imposed Restrictions 5AM provides investment advisory services to each Fund in accordance with such Fund’s private placement memorandum, limited partnership agreement (“LPA”) (or analogous organizational document), separate investment advisory agreements or contractual side letters with such Fund's investors, as applicable (the “Governing Documents”). D. Wrap Fee Programs 5AM does not participate in wrap fee programs. E. Amounts Under Management As of December 31, 2023, 5AM manages approximately $1,453,938,677 in regulatory assets, including uncalled capital commitments, on a discretionary basis. The Firm does not manage any assets on a non-discretionary basis.

5AM VENTURES

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