| AUM* | 235,045,031,346 175% |
| of that, discretionary | 235,045,031,346 175% |
| Number of Employees | 1,591 -21% |
| of those in investment advisory functions | 798 -10% |
| Private Fund GAV* | 265,862,202,547 112% |
| Avg Account Size | 4,123,597,041 54% |
| SMA’s | No |
| Private Funds | 78 28 |
- Investment companies
- Pooled investment vehicles
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- A percentage of assets under your management
- Performance-based fees
| 11.C(2) | SEC/CFTC found violation |
| 11.C(4) | SEC/CFTC order in investment-related activity |
| 11.C(5) | SEC/CFTC civil penalty / cease and desist |
| 11.E(2) | SRO found rule violation |
| Count | GAV | |
|---|---|---|
| {{ TypeColumnLabel }} {{ item.FundType }} | Count{{ formatCount(item.FundsCount) }} | GAV{{ formatGAV(item.AUM) }} |