| AUM* | 106,991,024 -71% |
| of that, discretionary | 2,766,760 -70% |
| Number of Employees | 8 |
| of those in investment advisory functions | 5 |
| Private Fund GAV* | 53,495,512 -68% |
| Avg Account Size | 17,831,837 1059% |
| SMA’s | No |
| Private Funds | 3 |
- Pooled investment vehicles
- Portfolio management for pooled investment vehicles
- A percentage of assets under your management
| 11.H(1)(c) | Court dismissed pursuant to settlement |
| Count | GAV | |
|---|---|---|
| {{ TypeColumnLabel }} {{ item.FundType }} | Count{{ formatCount(item.FundsCount) }} | GAV{{ formatGAV(item.AUM) }} |