Overview
Founded in 2015, RJIM primarily employs affiliated investment advisers and portfolio
managers who we believe have the skills required to construct portfolios that deliver strong
risk-adjusted returns over the long term. RJIM also offers the Carillon PRISM Quality
Factor investment strategy.
RJIM has entered into a personnel-sharing arrangement with the affiliates, which, like RJIM
are part of Raymond James Financial, Inc. Pursuant to this arrangement; certain
employees of RJIM perform certain services for the affiliated investment advisers. These
services may include research, sales, marketing, client services, compliance, and
operational support to affiliated investment advisers. RJIM is a wholly owned subsidiary of
Raymond James Financial, Inc. (“RJF”), New York Stock Exchange (“NYSE”) Ticker,
based in St. Petersburg, Florida and organized as a corporation under the laws of Florida
in 2014.
Eagle Asset Management, Inc. (“Eagle”), Scout Investments Inc. (“Scout”) and Chartwell
Investment Partners LLC (“Chartwell”) are wholly- owned subsidiaries of RJIM. RJIM has
sub-advisory and/or service agreements with the following affiliated investment advisers:
Eagle, Scout, ClariVest Asset Management LLC (“ClariVest”), Cougar Global Investments
LLC (“Cougar”). ClariVest is an affiliate of RJIM and wholly-owned by Eagle. Cougar is an
affiliate of RJIM and wholly-owned by Raymond James International Canada.
RJIM,
Eagle, Scout, Chartwell and ClariVest are investment advisers registered with the SEC.
Cougar, based in Toronto, Ontario, is registered as a portfolio manager with the Ontario
Securities Commission as well as an international adviser with the SEC.
RJIM provides investment advisory services to the following groups of clients:
• A group of non-registered investment companies (“Hedge Funds”) called the
Carillon Tower Series Hedge Fund, LLC
• The Carillon Family of Mutual Funds, a group of open end mutual funds registered
as Investment Companies with the United States Securities and Exchange
Commission – see link below to review prospectus detailing Fund fees and
investment objectives – www.rjinvestmentmanagement.com/our-funds/fund-
strategiesSeparately managed accounts in the Carillon PRISM Quality Factor
investment strategy.
RJIM will select affiliated advisers to invest the assets in accordance with that Mutual
Funds’ investment objective and strategies. Each affiliated adviser is responsible for the
investment decisions made on behalf of its respective Fund. RJIM reserves the right to
terminate a hedge fund adviser, at its sole discretion, effective upon 60 days’ notice. If
RJIM terminates an adviser, RJIM may, at its sole discretion, manage the assets of the
Fund directly, replace the Adviser with another adviser selected by RJIM, or liquidate the
Fund in certain circumstances.