9AT: RAYMOND JAMES INVESTMENT MANAGEMENT

other names

Adviser Profile

As of Date	12/11/2024
Adviser Type - Large advisory firm - An investment adviser (or subadviser) to an investment company
Number of Employees	173 1.17%
of those in investment advisory functions	2
Registration	SEC, Approved, 07/06/2015

AUM^*	16,378,977,378 6.66%
of that, discretionary	16,378,977,378 6.66%
Private Fund GAV^*	145,910,733 -55.61%
Avg Account Size	3,275,795,476 27.99%
% High Net Worth	25.00% 100.00%
SMA’s	No
Private Funds	5 4
Contact Info	800 xxxxxxx
Websites

Client Types

- High net worth individuals
- Investment companies
- Pooled investment vehicles

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count5	GAV$145,910,733

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser EGERTON CAPITAL (UK) LLP	Hedge Fund13.8b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV13.8b	AUM16.1b	#Funds6
Adviser CENTIVA CAPITAL, LP	Hedge Fund19.5b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV19.5b	AUM19.5b	#Funds3
Adviser BLACKSTONE CREDIT SYSTEMATIC STRATEGIES LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund99.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV99.5m	AUM30.1b	#Funds7
Adviser YACKTMAN ASSET MANAGEMENT LP	Hedge Fund67.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV67.2m	AUM13.2b	#Funds1
Adviser PERSHING SQUARE CAPITAL MANAGEMENT, L.P.	Hedge Fund18.3b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV18.3b	AUM18.3b	#Funds3
Adviser LINDEN ADVISORS LP	Hedge Fund26.6b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV26.6b	AUM27.3b	#Funds4
Adviser ALYESKA INVESTMENT GROUP, L.P.	Hedge Fund31.7b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV31.7b	AUM31.7b	#Funds3
Adviser UBS OCONNOR LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM13.8b	#Funds-
Adviser DRA ADVISORS LLC	Hedge Fund13.3b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV13.3b	AUM13.3b	#Funds25
Adviser UNIVERSA INVESTMENTS L.P.	Hedge Fund17.2b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV17.2b	AUM17.2b	#Funds35

Brochure Summary

Overview

Founded in 2015, RJIM primarily employs affiliated investment advisers and portfolio managers who we believe have the skills required to construct portfolios that deliver strong risk-adjusted returns over the long term. RJIM also offers the Carillon PRISM Quality Factor investment strategy. RJIM has entered into a personnel-sharing arrangement with the affiliates, which, like RJIM are part of Raymond James Financial, Inc. Pursuant to this arrangement; certain employees of RJIM perform certain services for the affiliated investment advisers. These services may include research, sales, marketing, client services, compliance, and operational support to affiliated investment advisers. RJIM is a wholly owned subsidiary of Raymond James Financial, Inc. (“RJF”), New York Stock Exchange (“NYSE”) Ticker, based in St. Petersburg, Florida and organized as a corporation under the laws of Florida in 2014. Eagle Asset Management, Inc. (“Eagle”), Scout Investments Inc. (“Scout”) and Chartwell Investment Partners LLC (“Chartwell”) are wholly- owned subsidiaries of RJIM. RJIM has sub-advisory and/or service agreements with the following affiliated investment advisers: Eagle, Scout, ClariVest Asset Management LLC (“ClariVest”), Cougar Global Investments LLC (“Cougar”). ClariVest is an affiliate of RJIM and wholly-owned by Eagle. Cougar is an affiliate of RJIM and wholly-owned by Raymond James International Canada.

RJIM, Eagle, Scout, Chartwell and ClariVest are investment advisers registered with the SEC. Cougar, based in Toronto, Ontario, is registered as a portfolio manager with the Ontario Securities Commission as well as an international adviser with the SEC. RJIM provides investment advisory services to the following groups of clients:
• A group of non-registered investment companies (“Hedge Funds”) called the Carillon Tower Series Hedge Fund, LLC
• The Carillon Family of Mutual Funds, a group of open end mutual funds registered as Investment Companies with the United States Securities and Exchange Commission – see link below to review prospectus detailing Fund fees and investment objectives – www.rjinvestmentmanagement.com/our-funds/fund- strategiesSeparately managed accounts in the Carillon PRISM Quality Factor investment strategy. RJIM will select affiliated advisers to invest the assets in accordance with that Mutual Funds’ investment objective and strategies. Each affiliated adviser is responsible for the investment decisions made on behalf of its respective Fund. RJIM reserves the right to terminate a hedge fund adviser, at its sole discretion, effective upon 60 days’ notice. If RJIM terminates an adviser, RJIM may, at its sole discretion, manage the assets of the Fund directly, replace the Adviser with another adviser selected by RJIM, or liquidate the Fund in certain circumstances.

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RAYMOND JAMES INVESTMENT MANAGEMENT

Adviser Profile

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Brochure Summary

Overview