9AT: ECM U.S. INC.

ECM U.S. INC.

other names

ECM U.S. INC.

Adviser Profile

Registration status

Terminated

As of Date	10/06/2024
ADV Location	COHASSET, MA, United States
Adviser Type - Large advisory firm
Number of Employees	1
of those in investment advisory functions	1

AUM^*	455,590,885 -6%
of that, discretionary	0
Private Fund GAV^*	0 -100%
Avg Account Size	227,795,443 -6%
SMA’s	No
Private Funds	0 2
Contact Info	781 xxxxxxx

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

Reported AUM

552M 473M 395M 316M 237M 158M 79M

2015 2016 2017 2018 2019 2020 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Brochure Summary

Overview

ECM was founded in 2015 by Chris Peisch, an investment professional who has been active in the German private equity market since 1990. ECM is organized as a Massachusetts corporation, managed by Mr. Peisch. ECM is a wholly owned subsidiary of, and provides advisory services to ECM Equity Capital Management GmbH (“German Adviser”), which is principally owned by and controlled by Axel Eichmeyer. The German Adviser is an exempt reporting adviser (“ERA”). The German Adviser indirectly provides management and advisory services to German Equity Partners IV GmbH & Co. KG, and German Equity Partners V GmbH & Co. KG (together, the “Funds”). Through a sub-advisory relationship with the German Adviser, ECM also indirectly provides advisory services to the Funds. Investors in the Funds include, but are not limited to, global investment funds, corporate entities, family offices, high net-worth individuals and financial institutions. The advisory services provided by ECM include advising

and investigating potential investments, advising on the merits, risks, structure and financing of the acquisition and disposition of investments, and monitoring investments. ECM provides investment management advice in accordance with the particular investment objectives, restrictions, applicable law, and guidelines set forth in each Fund’s constituent documents and offering memoranda (“Governing Documents”). ECM does not currently participate in any wrap fee programs and does not anticipate doing so in the future. Currently, ECM only offers its advisory services to the German Adviser and the Funds and neither enters into nor offers investment management or advisory services to individuals or institutions that may be investors within the Funds. As of December 31, 2023, ECM advises approximately $455,590,885 in client assets on a non- discretionary basis. ECM does not manage any assets on a discretionary basis, and the Firm does not generally acquire any securities, public or private.