9AT: ECM U.S. INC.

Adviser Profile

As of Date	10/06/2024
Registration status	Terminated
ADV Location	COHASSET, MA, United States
Contact Info	781 xxxxxxx

AUM^*	455,590,885 -6%
of that, discretionary	0
Number of Employees	1
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	227,795,443 -6%
SMA’s	No
Private Funds	0 2

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser AUSTRALIS PARTNERS (ADVISERS) LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.0b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.0b	AUM651.8m	#Funds4
Adviser LEVCO CAPITAL LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund590.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV590.5m	AUM590.5m	#Funds1
Adviser ACORN CAPITAL MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund634.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV634.3m	AUM893.2m	#Funds3
Adviser ARABLE CAPITAL PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund583.1m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV583.1m	AUM671.2m	#Funds1
Adviser WOODWARD DIVERSIFIED CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund227.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV227.2m	AUM609.8m	#Funds13
Adviser NAVIMED CAPITAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund904.9m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV904.9m	AUM904.9m	#Funds4
Adviser STRIDE CONSUMER	Hedge Fund-	Liquidity Fund-	Private Equity Fund740.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV740.3m	AUM740.3m	#Funds8
Adviser KEYSTONE CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.6b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.6b	AUM1.6b	#Funds4
Adviser PRINCETON EQUITY GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.2b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.2b	AUM1.7b	#Funds8
Adviser STONECOURT CAPITAL LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund464.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV464.0m	AUM450.5m	#Funds8

Brochure Summary

Overview

ECM was founded in 2015 by Chris Peisch, an investment professional who has been active in the German private equity market since 1990. ECM is organized as a Massachusetts corporation, managed by Mr. Peisch. ECM is a wholly owned subsidiary of, and provides advisory services to ECM Equity Capital Management GmbH (“German Adviser”), which is principally owned by and controlled by Axel Eichmeyer. The German Adviser is an exempt reporting adviser (“ERA”). The German Adviser indirectly provides management and advisory services to German Equity Partners IV GmbH & Co. KG, and German Equity Partners V GmbH & Co. KG (together, the “Funds”). Through a sub-advisory relationship with the German Adviser, ECM also indirectly provides advisory services to the Funds. Investors in the Funds include, but are not limited to, global investment funds, corporate entities, family offices, high net-worth individuals and financial institutions. The advisory services provided by ECM include advising

and investigating potential investments, advising on the merits, risks, structure and financing of the acquisition and disposition of investments, and monitoring investments. ECM provides investment management advice in accordance with the particular investment objectives, restrictions, applicable law, and guidelines set forth in each Fund’s constituent documents and offering memoranda (“Governing Documents”). ECM does not currently participate in any wrap fee programs and does not anticipate doing so in the future. Currently, ECM only offers its advisory services to the German Adviser and the Funds and neither enters into nor offers investment management or advisory services to individuals or institutions that may be investors within the Funds. As of December 31, 2023, ECM advises approximately $455,590,885 in client assets on a non- discretionary basis. ECM does not manage any assets on a discretionary basis, and the Firm does not generally acquire any securities, public or private.

ECM U.S. INC.

ECM U.S. INC.

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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ECM U.S. INC. ECM U.S. INC.

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

ECM U.S. INC.

ECM U.S. INC.