Adviser Profile

As of Date 07/06/2026
Registration SEC, Approved, 07/16/2015
Other registrations (5)
ADV Location FARMINGTON, CT, United States
Contact Info 860 xxxxxxx
Websites
AUM* 397,171,504 25%
of that, discretionary 397,171,504 25%
Number of Employees 8 60%
of those in investment advisory functions 5
Private Fund GAV* 0
Avg Account Size 667,515 23%
% High Net Worth 66.89% 2%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

397M 340M 284M 227M 170M 113M 57M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ROLLERI & SHEPPARD CPAS, LLP Filing Date09/16/2025 Form ADV-E View Report
Accounting Firm Name ROLLERI & SHEPPARD CPAS, LLP Filing Date10/17/2024 Form ADV-E View Report
Accounting Firm Name ROLLERI & SHEPPARD CPAS, LLP Filing Date09/18/2023 Form ADV-E View Report

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Brochure Summary