9AT: PETRA CAPITAL MANAGEMENT, INC.

Adviser Profile

As of Date	07/09/2026
Registration	SEC, Approved, 07/16/2015
ADV Location	SEOUL, Korea, South
Contact Info	+82 xxxxxxx
Websites

AUM^*	1,755,045,360 166%
of that, discretionary	1,755,045,360 178%
Number of Employees	13 8%
of those in investment advisory functions	8
Private Fund GAV^*	0
Avg Account Size	109,690,335 348%
% High Net Worth	6.25% -87%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm
- Outside the United States

Client Types

- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Insurance companies
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SPECTRUM ASSET MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund33.3m	Total Private Fund GAV33.3m	AUM18.3b	#Funds1
Adviser BLACKROCK INVESTMENT MANAGEMENT, LLC	Hedge Fund582.5m	Liquidity Fund-	Private Equity Fund3.3b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.9b	AUM676.7b	#Funds49
Adviser L&G - ASSET MANAGEMENT, AMERICA	Hedge Fund13.0b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund1.8b	Total Private Fund GAV14.8b	AUM267.2b	#Funds21
Adviser VOYA INVESTMENT MANAGEMENT CO. LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM274.9b	#Funds-
Adviser CBRE INVESTMENT MANAGEMENT LISTED REAL ASSETS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM10.8b	#Funds-
Adviser BLACKROCK FINANCIAL MANAGEMENT, INC	Hedge Fund140.1b	Liquidity Fund13.3b	Private Equity Fund14.8b	Real Estate Fund891.9m	Securitized Asset Fund19.1b	Venture Capital Fund-	Other Fund21.2b	Total Private Fund GAV209.3b	AUM1,595.1b	#Funds366
Adviser MACQUARIE INVESTMENT MANAGEMENT AUSTRIA KAPITALANLAGE AG	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM12.3b	#Funds-
Adviser GAM SYSTEMATIC LLP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.0b	#Funds-
Adviser PZENA INVESTMENT MANAGEMENT LLC	Hedge Fund180.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund421.1m	Total Private Fund GAV601.8m	AUM81.4b	#Funds7
Adviser COLUMBIA THREADNEEDLE INVESTMENTS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM358.1m	#Funds-

Brochure Summary

Overview

Petra Capital Management, Inc. (“Petra” or the “Adviser”) was co-founded by two managing partners, Messrs. Albert H. Yong and Chan H. Lee (who have over 40 years of combined financial/functional/relevant experience working in Korea) and registered as an investment management company with the Financial Services Commission of Korea (the “FSC”) since August 2009. The Adviser mostly manages clients’ assets in the form of separately- managed discretionary accounts investing in Korean equities. The Adviser is also licensed by the FSC to manage private funds open to certain qualified investors. The investment objective of the Adviser for its clients is to generate attractive long-term risk-adjusted returns in excess of a hurdle and preserve capital by investing in securities that it believes are undervalued. The Adviser will seek to achieve the investment objective by investing clients’ assets in publicly-traded Korean securities on the Korean stock market that are undervalued and selling at a significant discount to intrinsic value. The Adviser employs a disciplined deep value investing approach to seek to earn

superior returns with limited volatility. The Adviser invests only in a few competitive businesses with strong free cash flow generation, high returns on capital and managements with economic ownership and/or aligned incentives. The Adviser believes that historical norms in valuations based on earnings and cash flow will continue to win out in the long run. The Adviser bases its investment decisions on detailed, research-based analysis and thorough due diligence. Its investment processes are designed to incorporate risk management to every investment decision, using both qualitative and quantitative approaches. As of the end of May 2023, the Adviser’s total assets under management are approximately US$459 million (US$403 million of which are managed by the Adviser on a discretionary basis). In general, the Adviser does not permit clients to impose limitations on the investment activities of the Adviser; however, specific investment guidelines and restrictions for certain separately-managed accounts may apply, subject to negotiation with clients.

PETRA CAPITAL MANAGEMENT, INC.

PETRA CAPITAL MANAGEMENT, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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PETRA CAPITAL MANAGEMENT, INC. PETRA CAPITAL MANAGEMENT, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

PETRA CAPITAL MANAGEMENT, INC.

PETRA CAPITAL MANAGEMENT, INC.