9AT: M1 ADVISORY

Adviser Profile

As of Date	07/08/2026
Registration	SEC, Approved, 08/11/2015
ADV Location	CHICAGO, IL, United States
Contact Info	312 xxxxxxx
Websites

AUM^*	633,573
of that, discretionary	0
Number of Employees	14 -42%
of those in investment advisory functions
Private Fund GAV^*	0
Avg Account Size	316,787
% High Net Worth	< 0.01% -100%
SMA’s	No
Private Funds	0

Adviser Type

- Internet adviser

Client Types

- Individuals (other than high net worth individuals)

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SUMMIT CAPITAL SOLUTIONS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser MMA SECURITIES LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser KOBO RETIREMENT STRATEGIES	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser COMGEST US LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser JOBS PEAK ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM73.6b	#Funds-
Adviser INSTINET, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser HINDUJA-LYNX INVESTMENT ADVISORY, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser SHOREBIRD CAPITAL, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.4m	#Funds-
Adviser BOFA SECURITIES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser CEDARGOLD CONSULTING INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-

Brochure Summary

Overview

A. General Description of the Firm M1 Advisory Services LLC (“M1”) is an investment adviser registered with the United States Securities and Exchange Commission (“SEC”). M1 provides portfolio management services. Founded in 2015, M1, formerly known as Forza Advisors Group LLC, is a wholly owned subsidiary of M1 Holdings Inc., formerly known as M1 Holdings LLC and prior to that, Forza Financial Group LLC. M1 Holdings Inc. is a privately held company, based in Chicago, Illinois. M1 Holdings Inc. is controlled by Brian Barnes Revocable Trust. Brian Barnes, M1’s CEO, is the principal owner of M1 Holdings Inc. Additional information about M1’s services, structure and officers is provided on Part 1 of M1’s Form ADV which is available online at http://www.advisersinfo.sec.gov. Please also visit www.m1finance.com for additional information. B. Summary of M1’s Advisory Services M1 provides its clients with personalized total portfolio solutions that match their investment objectives and risk tolerance. M1’s portfolios use passive strategies and modern portfolio theory to determine each client’s asset allocation. M1 has determined optimal asset classes and the ETF strategies that most efficiently tracks those asset classes. Once a client is given their risk profile they will be recommended a total portfolio solution. M1’s clients maintain complete discretion to accept their recommended

total portfolio solution, adjust their recommended total portfolio solution, choose a different portfolio solution with different risk/return characteristics, or create their own self-directed portfolio with exchange traded securities. C. Tailored Services and Investment Restrictions M1 tailors its total portfolio solutions to each client’s individual willingness and ability to take risk. M1 gathers the Client’s financial information during initial signup and asks users take a brief risk questionnaire. The M1 considers the user’s age, financial standing, financial goals, investment knowledge, investment comfort, and risk tolerance. M1 places each user into a specified risk tranche and recommends a corresponding portfolio solution. M1 Client’s retain complete discretionary control of their account at all-times. Clients can accept their recommended total portfolio solution, adjust their recommended portfolio solution, choose another portfolio solution designated for a risk level other than their M1 risk appointment, or deny all portfolio solutions and create their own self-directed portfolio. D. Wrap Fee Programs M1 does not place Client assets into a wrap fee program. E. Assets Under Management M1 does not currently manage any assets on a discretionary nor on a nondiscretionary basis. This total is calculated using the closing U.S. market prices as of December 31, 2023.

M1 ADVISORY

M1 ADVISORY

FORZA ADVISORS GROUP LLC

M1 FINANCE

M1 ADVISORY SERVICES LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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M1 ADVISORY M1 ADVISORY FORZA ADVISORS GROUP LLC M1 FINANCE M1 ADVISORY SERVICES LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

M1 ADVISORY

M1 ADVISORY

FORZA ADVISORS GROUP LLC

M1 FINANCE

M1 ADVISORY SERVICES LLC