A. Curi Capital is a wealth advisory firm providing services to individuals, families, trusts, family offices, endowments, and other institutions and accounts. Curi Capital, which previously operated as a DBA name of SharpVue, is headquartered in Raleigh, North Carolina. In December 2021, Curi Capital purchased the assets of KDI Capital Partners, LLC, a registered investment adviser. Former clients of KDI Capital Partners, LLC became clients of Curi Capital as part of this asset purchase, and private limited partnerships managed by KDI Capital Partners, LLC are now managed by Curi Wealth Management, LLC, as described below. In some cases, Curi Capital offers its advisory services under the DBA name of KDI. In August 2022, Curi Capital purchased the assets of Park Ridge Asset Management, LLC ("PRAM"), a registered investment adviser. Former clients of PRAM became clients of Curi Capital as part of this asset purchase.
Curi Capital is owned by Curi Capital, LLC, which is a wholly-owned subsidiary of MMIC Investment Holdings, Inc.. MMIC Investment Holdings, Inc. is wholly-owned by Curi Holdings, Inc.. B&C. Curi Capital offers a variety of investment advisory services, including portfolio management, consulting and supervisory services. Investment advisory services can be provided on a discretionary or non-discretionary basis, and the scope of the services are tailored to the objectives, time horizon and risk profile of the particular client. Clients are permitted to impose restrictions on their accounts, and clients are encouraged to notify Curi Capital of any changes in their financial situation or income needs so that Curi Capital may evaluate the appropriateness of their investment guidelines.
Portfolio Management As part of our discretionary portfolio management services, Curi Capital may invest client assets according to one or more model portfolios developed by Curi Capital or pursuant to a defined strategy.
These models and strategies are designed for investors with varying degrees of risk tolerance ranging from a more aggressive investment strategy to a more conservative investment approach. Clients whose assets are invested in model portfolios or strategies may be limited in their ability to set restrictions on the specific holdings or allocations within the model, or the types of securities that can be purchased in the model. However, clients may impose restrictions on investing in certain securities or types of securities in their account. In such cases, this may prevent a client from investing in certain models or strategies that are managed by our firm.
In addition to the above services, Curi Capital may provide retirement plan fiduciary services directly to corporate retirement plan sponsors. Curi Capital will provide both discretionary and non-discretionary services concerning plan level investment decisions and processes, including menus, maintenance and monitoring. When providing discretionary services to retirement plan sponsors, Curi Capital acts as an "investment manager" as defined in Section 3(38) of the Employee Retirement Income Security Act of 1974, as amended, ("ERISA"). Curi Capital also is a fiduciary as defined in Section 3(21)(A) of ERISA and will act in good faith and with the degree of diligence, care and skill that a prudent person rendering similar services would exercise under similar circumstances. Curi Capital will provide a copy of this Form ADV Part 2 and an Investment Advisory Agreement for review. The Agreement describes the terms of the arrangement between Curi Capital and the plan sponsor, including a description of the services and the fees to be charged by Curi Capital. By signing the Agreement, the plan sponsor represents that it has received sufficient information and determined that the retirement plan services selected are: (i) necessary for the operation of the plan and (ii) reasonable and appropriate based upon the compensation to be paid for the services provided pursuant to the Agreement. 4 Financial Planning & Consulting Curi Capital also provides financial advice and other services not specifically related to securities. Such advice can include financial planning, retirement planning, estate needs, education planning, long-term care needs, cash flow/budget planning, business needs and other family office services.
Private Funds Curi Capital provides discretionary management services to privately placed investment funds ("Private Funds"), which are organized as domestic limited partnerships.
Curi Capital is the Investment Manager for Curi Capital Real Estate Income and Growth Fund I, LP (Partnership) a special purpose vehicle that

will invest assets in the limited partner interests of the Oak Street Real Estate Capital Fund V, LP (the Underlying Fund) except for investments of cash in short- term instruments. Curi Capital Real Estate Income & Growth I GP, LLC (the General Partner) is the general partner of the Partnership. Select client and potential clients of the General Partner and its affiliates will invest in the Partnership. The CIO of Curi Capital, the Investment Manager, is the Manager of the General Partner.
Curi Wealth Management, LLC manages two additional U.S. limited partnerships (the "Limited Partnerships") - the Financial Ascent TE Limited Partnership and Outstanding Businesses Limited Partnership. Curi Wealth Management, LLC serves as the general partner of the Limited Partnerships. The Limited Partnerships are not tailored to the specific needs of any investor in the Private Funds ("underlying investors"). Specifics regarding investment objectives, strategies, and guidelines are described in detail in the offering documents and agreements of each Private Fund. Each of the Private Funds operates under the same objectives and strategies. Curi Capital does not provide individualized advice to underlying investors in its Private Funds, so each potential investor should evaluate whether the Private Fund meets their investment objectives and risk level before investing in the Private Fund.
Curi Capital Private Investor Program In addition to the above advisory services, Curi Capital offers the Curi Capital Private Investor Program (the "Program") to accredited investors as defined in Rule 501(a) of the Securities Act of 1933, and qualified purchasers or qualified clients as defined in Rule 205-3 under the Investment Advisers Act of 1940. Under the Program, Curi Capital will identify private funds that are sponsored and advised by third parties that Curi Capital believes would be appropriate for high net worth clients. Curi Capital may also identify investment opportunities that Curi Capital sponsors or advises. Additionally, Curi Capital may identify private offerings focused on a single company, project, or real estate asset that may be of interest. The goals of the Program are to:
•Identify appropriate and attractive private investment opportunities (each a "Private Opportunity");
•Share those Private Opportunities, together with applicable disclosure documents, with clients for their review and consideration;
•Make recommendations to clients for Private Opportunities in the context of their investment objectives;
•Assist clients that choose to make investments in Private Opportunities, to facilitate the completion of paperwork for the investment; and
•Monitor, report and consult with clients on their selected Private Opportunities in the context of their portfolios. Curi Capital will identify and present appropriate Private Opportunities to Program participants, but it is up to the client to execute applicable account opening documents to invest. If a client chooses to participate in the Program, Curi Capital will make Private Opportunities available to the client, together 5 with our recommendations about whether and how much would be appropriate for the client to invest. However, as noted above, the client will always be making the investment decision. The Program will also include educational webinars and private investment market commentary, at the sole discretion of Curi Capital.
There is no fee to join or participate in the Program; however, amounts invested by a client will become part of the client's assets under management on which we charge fees as described in Item 5 below and under the Investment Management Agreement. This creates a financial incentive for Curi Capital to recommend investments; however, we will evaluate Private Opportunities for clients consistent with our fiduciary duties.
D. Curi Capital does not participate in wrap fee programs.
E. As of December 31, 2022, we provide continuous management services for $1,403,488,084 in client assets on a discretionary basis, and $297,446 in client assets on a non-discretionary basis. In addition, Curi Capital provides advice and oversight to assets which cannot be included in the definition of Regulatory Assets Under Management. These Assets Under Advisement include, but are not limited to, private equity holdings, physical assets, retirement plan assets and other non-traditional assets. In combination with its Regulatory Assets Under Management, Curi Capital provided investment advisory services to $1,565,500,150 in assets as of December 31, 2021.