Adviser Profile

As of Date 03/27/2026
Registration SEC, Approved, 10/23/2015
Other registrations (1)
ADV Location SANTA BARBARA, CA, United States
Contact Info 805 xxxxxxx
Websites
AUM* 627,284,110 41%
of that, discretionary 584,204,721 40%
Number of Employees 6
of those in investment advisory functions 6
Private Fund GAV* 0
Avg Account Size 1,452,047 33%
% High Net Worth 100.00%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

584M 501M 417M 334M 250M 167M 83M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46428Q109 Stock NameISHARES SILVER TR $ Position$10,235,607 % Position5.00% $ Change35.00% # Change0.00%
Stck Ticker25434V724 Stock NameDIMENSIONAL ETF TRUST $ Position$7,400,563 % Position3.00% $ Change2.00% # Change-2.00%
Stck Ticker025072885 Stock NameAMERICAN CENTY ETF TR $ Position$6,646,680 % Position3.00% $ Change-2.00% # Change-5.00%
Stck Ticker092528884 Stock NameBLACKROCK ETF TRUST II $ Position$6,388,887 % Position3.00% $ Change-5.00% # Change-5.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$6,347,770 % Position3.00% $ Change2.00% # Change-1.00%
Stck Ticker025072703 Stock NameAMERICAN CENTY ETF TR $ Position$6,054,062 % Position3.00% $ Change-5.00% # Change-9.00%
Stck Ticker25434V609 Stock NameDIMENSIONAL ETF TRUST $ Position$5,946,120 % Position3.00% $ Change-1.00% # Change0.00%
Stck Ticker25434V708 Stock NameDIMENSIONAL ETF TRUST $ Position$5,353,338 % Position2.00% $ Change-5.00% # Change-8.00%
Stck Ticker25434V799 Stock NameDIMENSIONAL ETF TRUST $ Position$5,199,407 % Position2.00% $ Change-2.00% # Change-6.00%
Stck Ticker78463V107 Stock NameSPDR GOLD TR $ Position$5,000,282 % Position2.00% $ Change24.00% # Change0.00%

Brochure Summary