| As of Date | 03/18/2026 |
| Registration | SEC, Approved, 01/22/2016 |
| ADV Location | WEST DES MOINES, IA, United States |
| Contact Info | 515 xxxxxxx |
| Websites |
| AUM* | 425,754,729 49% |
| of that, discretionary | 425,754,729 49% |
| Number of Employees | 8 |
| of those in investment advisory functions | 3 |
| Private Fund GAV* | 0 |
| Avg Account Size | 3,638,929 41% |
| % High Net Worth | 40.30% -34% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Portfolio management for individuals and/or small businesses
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
No private funds
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name KEITER CPA | Filing Date05/22/2025 | Form ADV-E View Report |
| Accounting Firm Name KEITER | Filing Date09/13/2024 | Form ADV-E View Report |
| Accounting Firm Name KEITER | Filing Date11/07/2023 | Form ADV-E View Report |
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser PROSPECT FINANCIAL GROUP LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM204.4m | #Funds- | |
| Adviser MAREST CAPITAL, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM239.8m | #Funds- | |
| Adviser SALEM INVESTMENT COUNSELORS INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM4.2b | #Funds- | |
| Adviser TRINITY FINANCIAL ADVISORS LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund1.5m | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV1.5m | AUM670.0m | #Funds1 | |
| Adviser BRICKLEY WEALTH MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM950.1m | #Funds- | |
| Adviser SMITH & HOWARD WEALTH MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM726.9m | #Funds- | |
| Adviser JP WEALTH MANAGEMENT, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM274.0m | #Funds- | |
| Adviser LVM CAPITAL MANAGEMENT LTD | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.3b | #Funds- | |
| Adviser SPIVAK ASSET MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM439.1m | #Funds- | |
| Adviser STILLWATER CAPITAL ADVISORS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.3b | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker36828A101 | Stock NameGE VERNOVA INC | $ Position$10,169,285 | % Position4.00% | $ Change35.00% | # Change1.00% |
| Stck Ticker67066G104 | Stock NameNVIDIA CORPORATION | $ Position$11,376,985 | % Position4.00% | $ Change-5.00% | # Change1.00% |
| Stck Ticker69608A108 | Stock NamePALANTIR TECHNOLOGIES INC | $ Position$8,852,866 | % Position3.00% | $ Change-15.00% | # Change3.00% |
| Stck Ticker859241101 | Stock NameSTERLING INFRASTRUCTURE INC | $ Position$7,826,508 | % Position3.00% | $ Change39.00% | # Change4.00% |
| Stck Ticker11135F101 | Stock NameBROADCOM INC | $ Position$6,976,975 | % Position3.00% | $ Change-7.00% | # Change4.00% |
| Stck Ticker15101Q207 | Stock NameCELESTICA INC | $ Position$5,037,284 | % Position2.00% | $ Change-8.00% | # Change-3.00% |
| Stck Ticker149123101 | Stock NameCATERPILLAR INC | $ Position$5,433,180 | % Position2.00% | $ Change29.00% | # Change4.00% |
| Stck Ticker040413205 | Stock NameARISTA NETWORKS INC | $ Position$4,835,936 | % Position2.00% | $ Change-4.00% | # Change3.00% |
| Stck Ticker023135106 | Stock NameAMAZON COM INC | $ Position$3,937,553 | % Position2.00% | $ Change-6.00% | # Change4.00% |
| Stck Ticker874039100 | Stock NameTAIWAN SEMICONDUCTOR MANUFAC | $ Position$3,950,974 | % Position2.00% | $ Change16.00% | # Change4.00% |