Adviser Profile

As of Date 03/18/2026
Registration SEC, Approved, 01/22/2016
ADV Location WEST DES MOINES, IA, United States
Contact Info 515 xxxxxxx
Websites
AUM* 425,754,729 49%
of that, discretionary 425,754,729 49%
Number of Employees 8
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 3,638,929 41%
% High Net Worth 40.30% -34%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

426M 365M 304M 243M 182M 122M 61M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name KEITER CPA Filing Date05/22/2025 Form ADV-E View Report
Accounting Firm Name KEITER Filing Date09/13/2024 Form ADV-E View Report
Accounting Firm Name KEITER Filing Date11/07/2023 Form ADV-E View Report

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Stck Ticker874039100 Stock NameTAIWAN SEMICONDUCTOR MANUFAC $ Position$3,950,974 % Position2.00% $ Change16.00% # Change4.00%

Brochure Summary