9AT: ATLASMARK FINANCIAL, INC.

ATLASMARK FINANCIAL, INC.

other names

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Adviser Profile

As of Date	05/08/2024
Adviser Type - Large advisory firm
Number of Employees	9 -10.00%
of those in investment advisory functions	1
Registration	Texas, Terminated, 04/12/2016
Other registrations (1)	SEC, Approved, 03/14/2016

AUM^*	647,941,456 1.92%
of that, discretionary	640,759,878 1.65%
Private Fund GAV^*	0 -100.00%
Avg Account Size	146,959 7.28%
% High Net Worth	1.07% -8.51%
SMA’s	Yes
Private Funds	0 1
Contact Info	512 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary

Non-discretionary

722M 619M 516M 413M 310M 206M 103M

2016 2017 2018 2019 2020 2021 2022 2023

Private Funds

GAV Count

Employees

Brochure Summary

Overview

Ownership AtlasMark Financial, Inc., (“Advisor” or “we”) has been an investment advisor since December 2010. We are a Texas corporation, and our sole owner is Erik J. Anderson. General Description of Primary Advisory Services We offer personalized investment advisory services including asset management. The following are brief descriptions of our primary services. A detailed description is provided in Item 5, Fees and Compensation, so that clients and prospective clients (“clients” or “you”) can review the services and description of fees more thoroughly. Asset Management Services We offer asset management services providing you with continuous and on-going supervision over your accounts. This means that we continuously monitor your account and make trades in that account when necessary. Retirement Plan Services We offer advisory services to retirement plan sponsors and to plan participants. These services include fiduciary reviews for retirement plan sponsors, consulting and monitoring services and employee communication services. The services may also include management services for retirement plans. Limits Advice to Certain Types of Investments We generally offer investment advice to clients on the following types of investments:  Exchange-listed securities  Securities traded over-the-counter  Foreign issues  Warrants  Corporate debt securities (other than commercial paper)  Commercial paper  Certificates of deposit  Municipal securities  Variable life insurance  Variable annuities

 Mutual fund shares  United States government securities  Interests in partnerships investing in real estate and oil and gas interests We reserve the right to offer advice on any investment product that may be suitable for each client’s specific circumstances, needs, goals and objectives. Please also see Item 5, Fees and Compensation, and also Item 8, Methods of Analysis, Investment Strategies and Risk of Loss for more information. Tailor Advisor Services to Individual Needs of Clients Our services are always provided based on your specific needs. You have the ability to impose restrictions on your accounts, including specific investment selections and sectors. However, we will not enter into an investment advisor relationship with a prospective client whose investment objectives may be considered incompatible with our investment philosophy or strategies or where the prospective client seeks to impose unduly restrictive investment guidelines. Wrap-Fee Program versus Portfolio Management Program In traditional management programs, advisory services are provided for a fee, but transaction services are billed separately on a per-transaction basis. In wrap-fee programs, advisory services and transaction services are provided for one fee. We do not act as a portfolio manager of or sponsor wrap fee programs. Client Assets Managed by Advisor The amount of clients’ assets managed by Advisor totaled $ 647,941,456 as of December 31, 2023, with $ 640,759,878 managed on a discretionary basis and $7,181,578 managed on a non-discretionary basis.