Adviser Profile

AUM* 1,907,940,341 35%
of that, discretionary 1,893,270,619 35%
Number of Employees 66 -4%
of those in investment advisory functions 32 -3%
Private Fund GAV* 0
Avg Account Size 551,269 11%
% High Net Worth 26.06% -4%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

2B 2B 1B 1B 811M 541M 270M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$29,407,172 % Position4.00% $ Change-7.00% # Change5.00%
Stck Ticker14020W106 Stock NameCAPITAL GROUP DIVIDEND VALUE $ Position$32,327,697 % Position4.00% $ Change2.00% # Change1.00%
Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$19,896,894 % Position3.00% $ Change-4.00% # Change2.00%
Stck Ticker46641Q670 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$23,197,572 % Position3.00% $ Change9.00% # Change7.00%
Stck Ticker72201R585 Stock NamePIMCO ETF TR $ Position$16,173,390 % Position2.00% $ Change105120.00% # Change103406.00%
Stck Ticker14020Y508 Stock NameCAPITAL GRP FIXED INCM ETF T $ Position$17,456,330 % Position2.00% $ Change390.00% # Change381.00%
Stck Ticker922908652 Stock NameVANGUARD INDEX FDS $ Position$16,650,567 % Position2.00% $ Change-8.00% # Change2.00%
Stck Ticker921937835 Stock NameVANGUARD BD INDEX FDS $ Position$15,196,304 % Position2.00% $ Change3.00% # Change1.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$13,099,514 % Position2.00% $ Change-19.00% # Change-6.00%
Stck Ticker78468R812 Stock NameSPDR SER TR $ Position$12,092,761 % Position2.00% $ Change3.00% # Change2.00%

Brochure Summary