9AT: TRADEWAY - Summary

Adviser Profile

As of Date	03/27/2026
Registration	SEC, Approved, 04/15/2016
Contact Info	877 xxxxxxx
Websites

AUM^*	89,228,820 -2%
of that, discretionary	89,228,820 -2%
Number of Employees	36 -10%
of those in investment advisory functions	13 -13%
Private Fund GAV^*	0
Avg Account Size	87,565 4%
% High Net Worth	1.64% 4%
SMA’s	No
Private Funds	0

Adviser Type

- Multi-state adviser

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser W&S BROKERAGE SERVICES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM257.2m	#Funds-
Adviser RETIREMENT PLANNING SPECIALISTS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM370.6m	#Funds-
Adviser CAPITAL GROWTH & SHELTER, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM33.3m	#Funds-
Adviser GUNN WEALTH MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM24.0m	#Funds-
Adviser PROFOCUS INCORPORATED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM156.5m	#Funds-
Adviser JULEX CAPITAL MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM246.7m	#Funds-
Adviser TIMOTHY J. ELLIS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM87.2m	#Funds-
Adviser ST. LOUIS FINANCIAL PLANNERS ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM234.0m	#Funds-
Adviser CLEVERALPHA	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM28.3m	#Funds-
Adviser GRODMAN FINANCIAL GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.8m	#Funds-

Brochure Summary

Overview

Designer Technologies, Inc., which does business as TRADEway, was organized in 1999 as a Texas corporation under the laws of the State of Texas. Its principal owners and founders are David and Charlotte Mitchell. The company began its evolution to the current business model in 2006 and established the name TRADEway and registered as an investment adviser with the U.S. Securities Exchange Commission in 2016.
TRADEway’s mission statement is: “To break down the confusing world of finance so that our students can understand it. We glorify God through family, money, and business.” The mission of TRADEway is to build a better America for our grandchildren and future generations. We believe the first step on this path is to reinvigorate the American entrepreneurial spirit and return to the foundational principles that first made this country great. For additional information please visit: https://www.tradeway.com/disclosures . The TRADEway team recognizes the valuable human factor in business from both a tactical and strategic level. Our company is premised on the idea that enduring cultural change must start with individuals. We work toward our mission by teaching business principles from the Bible, reviving the entrepreneurial spirit in America, and empowering individuals to take control of their finances. TRADEway believes in the strength of the family-centered business providing education to individuals who want to learn how to invest and trade in the stock market. In this way, TRADEway believes that each generation can teach the next methods which can provide

a competitive edge.
TRADEway’s business fits into the following categories: Education TRADEway offers financial education designed to teach students its methods and strategies for becoming an active trader in the stock market. Its educational content is delivered through live and virtual events, on-demand courses and webinars.
Coaching Investment adviser representatives of TRADEway are available to coach clients, which can include developing personalized investment plans based on an individual client’s financial situation and investing goals.
Charts by TRADEway Charts by TRADEway is a subscription-based system for analyzing securities and interfacing to certain custodial trading platforms. Clients may chart and trade directly from the platform, among other helpful research and journaling tools.
Assisted Managed Portfolios by TRADEway (AMPT) AMPT is an advisory program in which TRADEway develops model portfolios for clients, based upon their investment goals. Clients may participate in a discretionary program, in which TRADEway makes all investment decisions and trades, or AMPT PRO, a non-discretionary program in which TRADEway provides a client with its recommended trades. In AMPT PRO, it is up to each client to decide whether or not to trade a security.
Services offered by TRADEway may be tailored for individual clients as necessary.
As of December 31, 2023, TRADEway managed $77,722,093 in regulatory assets under management, $68,448,361 of which is managed on a discretionary basis and$9,273,732 managed on a non-discretionary basis.TRADEway does not participate in wrap fee programs.

TRADEWAY

TRADEWAY

DESIGNER TECHNOLOGIES, INC.

NVOWS

NEUVENTURE ON WALL STREET

DTI NEUVENTURE

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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TRADEWAY TRADEWAY DESIGNER TECHNOLOGIES, INC. NVOWS NEUVENTURE ON WALL STREET DTI NEUVENTURE

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

TRADEWAY

TRADEWAY

DESIGNER TECHNOLOGIES, INC.

NVOWS

NEUVENTURE ON WALL STREET

DTI NEUVENTURE