Adviser Profile

As of Date 03/23/2026
Registration SEC, Approved, 03/28/2016
Other registrations (2)
Contact Info 913 xxxxxxx
AUM* 413,964,643 14%
of that, discretionary 413,964,643 14%
Number of Employees 2
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 953,836 30%
% High Net Worth 82.76% 6%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

414M 355M 296M 237M 177M 118M 59M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Brochure Summary