9AT: BHZ CAPITAL MANAGEMENT, LP

BHZ CAPITAL MANAGEMENT, LP

other names

BHZ CAPITAL MANAGEMENT, LP
CONTEXT BH CAPITAL MANAGEMENT, LP
CCP BH MANAGEMENT, LLC
CCP BH MANAGEMENT III, LP

Adviser Profile

Registration status

Terminated

As of Date	08/24/2024
ADV Location	SAN JOSE, CA, United States
Adviser Type - Large advisory firm
Number of Employees	6
of those in investment advisory functions	4

AUM^*	152,979,340 -49%
of that, discretionary	152,979,340 -49%
Private Fund GAV^*	0
Avg Account Size	76,489,670 -49%
SMA’s	No
Private Funds	0 4
Contact Info	408 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

635M 544M 453M 363M 272M 181M 91M

2016 2017 2018 2019 2020 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Top Holdings

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker000000000	Stock NameN/A	$ Position$	% Position	$ Change	# Change

Brochure Summary

Overview

A. Description of the Advisory Firm BHZ Capital is a federally registered investment adviser that provides investment management services to its Clients (as defined below). The Firm is a Delaware limited partnership which commenced providing services in 2012 and is headquartered in San Jose, California. BHZ Capital’s principal owners are BHLZ Equity Research, LLC and Accord Family Office, LLC. B. Types of Advisory Services BHZ Capital provides discretionary investment advice and management (the “Services”) to private investment funds, the securities or interests of which are offered to investors on a private placement basis, and include BHZ Consolidation Fund, LP and BHZ Consolidation Cayman Fund, LP (which invests substantially all of its assets in BHZ Consolidation Fund, LP) (each a “Fund” and collectively, the “Funds”). Affiliated entities of BHZ Capital serve as the general partner for each of the pooled investment vehicles to which BHZ Capital currently provides Services. BHZ Capital also could, from time to time, offer Services as a sub-advisor to various other pooled investment vehicles (the “Sub-Advised Funds”). The Firm also could, from time to time, provide discretionary Services to separately managed accounts (“SMAs”). Together, the Funds, Sub-Advised Funds and SMAs will be known as Clients (the “Clients”), and individually a Client (“Client”). BHZ Capital focuses on

investments in the U.S. community and regional banking sector. BHZ Capital utilizes a relative value-based strategy comprised of long and short positions in publicly traded equity securities. BHZ Capital manages the Clients in accordance with the investment objectives and limitations set forth in each Client’s governing documents. BHZ Capital’s advisory services for each Client are detailed in the Clients’ governing documents and are further described below under Item 8 in this Brochure. The Funds are closed to new investors and have ceased to make new investments. BHZ Capital does not anticipate launching any new investment funds and is in the process of winding down. C. Client Tailored Services and Client Imposed Restrictions Advisory services are tailored to achieve the investment objectives stated in the Funds’ offering documents but are not tailored to the individual needs of the investors in the Funds. Generally, BHZ Capital has the authority to select which and how many securities and other instruments to buy or sell without approval from Clients or their investors. D. Wrap Fee Programs BHZ Capital does not participate in wrap-fee programs. E.Amounts under Management As of December 31, 2023, BHZ Capital managed approximately $152,979,340 in regulatory assets under management on a discretionary basis. Such amount is preliminary and unaudited. BHZ Capital does not manage Client assets on a non-discretionary basis.