Adviser Profile

As of Date 02/25/2026
Registration SEC, Approved, 05/18/2016
ADV Location SANTA BARBARA, CA, United States
Contact Info (80 xxxxxxx
Websites
AUM* 1,237,000,000 31%
of that, discretionary 1,237,000,000 31%
Number of Employees 16 -84%
of those in investment advisory functions 8
Private Fund GAV* 0
Avg Account Size 480,388 -8%
% High Net Worth 42.31% -42%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

1B 1B 884M 707M 530M 353M 177M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Brochure Summary