Adviser Profile

As of Date 05/11/2026
Registration SEC, Approved, 06/24/2016
ADV Location SARATOGA SPRINGS, NY, United States
Contact Info 518 xxxxxxx
Websites
AUM* 201,005,892 26%
of that, discretionary 199,573,669 26%
Number of Employees 3
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 217,539 21%
% High Net Worth 13.67% 88%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

200M 171M 143M 114M 86M 57M 29M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Brochure Summary