Adviser Profile

As of Date 09/16/2025
Registration SEC, Approved, 07/05/2016
ADV Location LOS ANGELES, CA, United States
Contact Info 949 xxxxxxx
Websites
AUM* 290,000,000
of that, discretionary 290,000,000 25%
Number of Employees 4
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 329,920 20%
% High Net Worth 32.98% 9%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

290M 249M 207M 166M 124M 83M 41M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$10,558,689 % Position5.00% $ Change-6.00% # Change1.00%
Stck Ticker084670702 Stock NameBERKSHIRE HATHAWAY INC DEL $ Position$6,491,531 % Position3.00% $ Change-2.00% # Change3.00%
Stck Ticker33733E302 Stock NameFIRST TR EXCHANGE-TRADED FD $ Position$6,705,662 % Position3.00% $ Change-13.00% # Change0.00%
Stck Ticker81369Y803 Stock NameSELECT SECTOR SPDR TR $ Position$5,457,273 % Position3.00% $ Change-3.00% # Change5.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$3,557,160 % Position2.00% $ Change-2.00% # Change4.00%
Stck Ticker464287887 Stock NameISHARES TR $ Position$3,323,699 % Position2.00% $ Change0.00% # Change-2.00%
Stck Ticker33734X846 Stock NameFIRST TR EXCHANGE-TRADED FD $ Position$3,801,291 % Position2.00% $ Change-9.00% # Change4.00%
Stck Ticker46137V100 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$4,885,499 % Position2.00% $ Change7.00% # Change1.00%
Stck Ticker78464A631 Stock NameSPDR SERIES TRUST $ Position$4,548,782 % Position2.00% $ Change6.00% # Change0.00%
Stck Ticker78464A201 Stock NameSPDR SERIES TRUST $ Position$5,028,375 % Position2.00% $ Change3.00% # Change0.00%

Brochure Summary