| As of Date | 09/16/2025 |
| Registration | SEC, Approved, 07/05/2016 |
| ADV Location | LOS ANGELES, CA, United States |
| Contact Info | 949 xxxxxxx |
| Websites |
| AUM* | 290,000,000 |
| of that, discretionary | 290,000,000 25% |
| Number of Employees | 4 |
| of those in investment advisory functions | 3 |
| Private Fund GAV* | 0 |
| Avg Account Size | 329,920 20% |
| % High Net Worth | 32.98% 9% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- A percentage of assets under your management
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser ALDEN INVESTMENT GROUP | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM385.7m | #Funds2 | |
| Adviser RDA FINANCIAL NETWORK | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM675.2m | #Funds- | |
| Adviser ELEVATION CAPITAL ADVISORY | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM252.9m | #Funds- | |
| Adviser JOURNEY RETIREMENT PLANNING AND INVESTMENT MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM187.3m | #Funds- | |
| Adviser NEW CENTURY FINANCIAL GROUP, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM192.9m | #Funds- | |
| Adviser CGI WEALTH ADVISORS, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM129.4m | #Funds- | |
| Adviser STRAUSS FINANCIAL GROUP | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM276.0m | #Funds- | |
| Adviser BROOKSTONE CAPITAL MANAGEMENT LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM12.8b | #Funds- | |
| Adviser FREEDOM INVESTMENT MANAGEMENT, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM568.7m | #Funds- | |
| Adviser EAST END WEALTH MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM23.8m | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker037833100 | Stock NameAPPLE INC | $ Position$10,558,689 | % Position5.00% | $ Change-6.00% | # Change1.00% |
| Stck Ticker084670702 | Stock NameBERKSHIRE HATHAWAY INC DEL | $ Position$6,491,531 | % Position3.00% | $ Change-2.00% | # Change3.00% |
| Stck Ticker33733E302 | Stock NameFIRST TR EXCHANGE-TRADED FD | $ Position$6,705,662 | % Position3.00% | $ Change-13.00% | # Change0.00% |
| Stck Ticker81369Y803 | Stock NameSELECT SECTOR SPDR TR | $ Position$5,457,273 | % Position3.00% | $ Change-3.00% | # Change5.00% |
| Stck Ticker46090E103 | Stock NameINVESCO QQQ TR | $ Position$3,557,160 | % Position2.00% | $ Change-2.00% | # Change4.00% |
| Stck Ticker464287887 | Stock NameISHARES TR | $ Position$3,323,699 | % Position2.00% | $ Change0.00% | # Change-2.00% |
| Stck Ticker33734X846 | Stock NameFIRST TR EXCHANGE-TRADED FD | $ Position$3,801,291 | % Position2.00% | $ Change-9.00% | # Change4.00% |
| Stck Ticker46137V100 | Stock NameINVESCO EXCHANGE TRADED FD T | $ Position$4,885,499 | % Position2.00% | $ Change7.00% | # Change1.00% |
| Stck Ticker78464A631 | Stock NameSPDR SERIES TRUST | $ Position$4,548,782 | % Position2.00% | $ Change6.00% | # Change0.00% |
| Stck Ticker78464A201 | Stock NameSPDR SERIES TRUST | $ Position$5,028,375 | % Position2.00% | $ Change3.00% | # Change0.00% |