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Adviser Profile

As of Date 04/30/2024
Adviser Type - Large advisory firm
Number of Employees 20 11.11%
of those in investment advisory functions 14
Registration SEC, Approved, 7/19/2016
Other registrations (1)
AUM* 503,834,000 14.56%
of that, discretionary 503,834,000 14.56%
Private Fund GAV* 503,834,000 14.56%
Avg Account Size 55,981,556 1.83%
SMA’s No
Private Funds 9 1
Contact Info 704 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
440M 377M 314M 251M 188M 126M 63M
2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypePrivate Equity Fund Count5 GAV$496,395,000
Fund TypeOther Private Fund Count4 GAV$7,439,000

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Brochure Summary

Overview

SPP Management Services, LLC (“Summit Park,” the “Firm,” “we,” “us” or “our”), a Delaware limited liability company, is a private equity firm formed in July 2006 to provide investment advisory services to private investment funds. The firm is wholly owned by its two most senior investment professionals, Robert G. Calton III and James L. Johnson. Summit Park offers investment advisory services to its clients directly and indirectly through the following related persons of the Firm, each of which is under common control with Summit Park: SPP Investments General Partner, LLC, SPP Investments General Partner II, LLC, SPP Investments General Partner III, LLC, and SPP Investments General Partner IV, LLC. We advise privately offered pooled investment vehicles (“Summit Park Funds” or “Funds”) that are exempt from registration under the Investment Company Act of 1940, as amended (the “1940 Act”), and whose securities are not registered under the Securities Act of 1933, as amended (the “Securities Act”). The Funds’ investors are comprised of sophisticated institutional investors, pension plans, endowments and foundations, other business entities,
and high-net worth individuals. The Funds’ investment strategies focus on lower middle market companies, with a particular attention to manufacturing, distribution, and business services. The advisory services that Summit Park provides the Funds include, but are not limited to, identifying and screening potential investments, executing acquisitions and dispositions of investments, monitoring the performance of portfolio companies, and managing investor relations and financial reporting. It is Summit Park’s goal to provide individualized treatment to each client and, accordingly, investments made by Summit Park on behalf of each Fund are dependent upon the investment objectives of the respective Fund and are set forth in each Fund’s governing documents. Summit Park’s investment advice and investment authority is tailored to and limited to that which is permitted under each Fund’s governing documents. As of December 31, 2023, Summit Park managed approximately $503 million in client assets on a discretionary basis and did not manage any client assets on a non-discretionary basis. Summit Park does not participate in wrap fee programs.