9AT: MORSE ASSET MANAGEMENT, INC.

Adviser Profile

As of Date	03/31/2026
Registration	SEC, Approved, 10/24/2016
ADV Location	DARIEN, CT, United States
Contact Info	646 xxxxxxx
Websites

AUM^*	534,298,000 31%
of that, discretionary	534,298,000 31%
Number of Employees	6 20%
of those in investment advisory functions	5 25%
Private Fund GAV^*	0
Avg Account Size	1,861,666 18%
% High Net Worth	72.73% 97%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name EISNER AMPNER	Filing Date04/29/2024	Form ADV-E View Report

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ABUNDANCE WEALTH COUNSELORS, LLC	Hedge Fund73.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV73.9m	AUM1.6b	#Funds3
Adviser ALPINE SAXON WOODS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM669.6m	#Funds-
Adviser RBC ROCHDALE, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM73.0b	#Funds1
Adviser SARASIN ASSET MANAGEMENT LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM555.0m	#Funds-
Adviser WOLFF FINANCIAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM612.7m	#Funds-
Adviser OPTIMAL CAPITAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund68.9m	Real Estate Fund18.3m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund13.9m	Total Private Fund GAV101.2m	AUM119.9m	#Funds16
Adviser GOLDMAN SACHS WEALTH SERVICES, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM31.7b	#Funds-
Adviser KEENEY FINANCIAL GROUP INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM385.6m	#Funds-
Adviser ACROPOLIS INVESTMENT MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.6b	#Funds-
Adviser ANNEX WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM8.1b	#Funds-

Brochure Summary

Overview

Morse Asset Management, Inc. (“MAM”) is an SEC registered investment advisory firm headquartered in Darien, CT. MAM was established to pursue investment strategies of Balanced Management and Equity management. Morse Asset Management, Inc. provides fee-based investment advisory management services to individuals and institutional clients. Such services are guided by the objectives and restrictions outlined in each client’s individualized Statement of Objectives and Guidelines. MAM also has a Management Services Agreement with an affiliate, Wall Street Management Corporation (“WSMC”), under which it provides certain administrative services. The following individuals are MAM’s principal executive officers: ROBERT BRADLEY MORSE, PRESIDENT & CHIEF EXECUTIVE OFFICER Post-Secondary Education: Colby

College, BA 2003 Recent Business Background: CG Asset Management LLC - Managing Director Merrill Lynch – Financial Advisor IAN ANDREW MCLAUGHLIN, MANAGING DIRECTOR, SECRETARY, CHIEF COMPLIANCE OFFICER Post-Secondary Education: University of Vermont, B.A. in History, 2003 Recent Business Background: CG Funds Trust - Executive Vice President CG Asset Management LLC – Executive Vice President and Assistant Secretary Evercore Wealth Management, LLC – Vice President, Wealth Adviser JIAN WANG, MANAGING DIRECTOR, PORTFOLIO MANAGER & TREASURER Post-Secondary Education: Long Island University, BS 1991 New York Institute of Technology, MBA 1995 Recent Business Background: CG Asset Management LLC - Managing Director, Portfolio Manager and Treasurer Evercore Wealth Management, LLC - Vice President

MORSE ASSET MANAGEMENT, INC.

MORSE ASSET MANAGEMENT, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

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Brochure Summary

Overview

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MORSE ASSET MANAGEMENT, INC. MORSE ASSET MANAGEMENT, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Similar advisers

Brochure Summary

Overview

MORSE ASSET MANAGEMENT, INC.

MORSE ASSET MANAGEMENT, INC.