9AT: KEEL WEALTH MANAGEMENT, LLC

Adviser Profile

As of Date	05/05/2026
Registration	SEC, Approved, 11/04/2016
Contact Info	512 xxxxxxx
Websites

AUM^*	470,000,000 -16%
of that, discretionary	80,100,000 -5%
Number of Employees	1
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	5,280,899 12%
% High Net Worth	50.00% 25%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser RADIX FINANCIAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM231.6m	#Funds-
Adviser MASONRY CAPITAL MANAGEMENT, LLC	Hedge Fund13.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV13.8m	AUM370.5m	#Funds1
Adviser TRG INVESTMENT ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM167.1m	#Funds-
Adviser GENERATION CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.2b	#Funds-
Adviser ATLANTA CONSULTING GROUP ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM14.7b	#Funds-
Adviser QP CONSULTING	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM559.6m	#Funds-
Adviser BISON CREEK WEALTH MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM317.3m	#Funds-
Adviser IFB WEALTH MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM108.9m	#Funds-
Adviser CORE CAPITAL MANAGEMENT AND RESEARCH INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM298.8m	#Funds-
Adviser SCHWARTZ & CO.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM10.5b	#Funds-

Brochure Summary

Overview

Our Advisory Business Keel Wealth Management, LLC was founded in 2016 by Scott Zodin who serves as Chief Investment Officer and Chief Compliance Officer. We are registered through and regulated by the United States Securities and Exchange Commission (“SEC”). All investment advice is provided by Scott Zodin. Scott Zodin is the Chief Compliance Officer and sole registered investment adviser representative and employee of KWM. Pursuant to KWM’s Business Continuity Plan (BCP), in the event of the death or incapacitation of Scott Zodin, all client investments will be maintained and held as is at Charles Schwab & Co. or designated custodian. Should execution of the BCP become necessary, clients will be notified within five (5) business days with instructions on how to reach their custodian. At such time, clients may choose to liquidate their accounts, move them to another Investment Adviser, or change custodian. We are committed to the precept that by placing the client’s interests first, we will add value to the asset management process and earn the client’s trust and respect. We value long term relationships with our clients whom we regard as strategic partners in our business. Services We provide portfolio management services to high-net-worth individuals, banks, and thrift institutions. Our minimum account opening balance is $500,000.00, which may be negotiable based

upon certain circumstances. Asset Management Please note that KWM only provides discretionary, active portfolio management. Based on our knowledge of the industry, we feel that our fee is lower than most registered investment advisers providing similar services. Fixed Income Consulting Keel Wealth provides fixed income consulting and analysis to small/intermediate sized banks and thrifts. This service includes price discovery, credit and market analysis, portfolio review, liquidity analysis, interest rate shock analysis, review of third-party performance and accounting software solutions, and review of third-party bids and offers. If you engage us to perform these services, you will receive a written agreement detailing the services, fees, terms, and conditions of the relationship. In conducting research, we obtain information from a wide variety of publicly available sources. We do not have any inside private information regarding any products available in the marketplace. Wrap Fee Program We are not the sponsor of nor an adviser to a wrap fee program.
Keel ADV Part 2A Page 5 of 16 Assets Under Management As of December 31, 2023, we managed a total of $ 449,000,000 in regulatory assets under management. Approximately $ 84,000,000 of the assets were discretionary assets and $ 365,000,000 were non- discretionary assets.

KEEL WEALTH MANAGEMENT, LLC

KEEL WEALTH MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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KEEL WEALTH MANAGEMENT, LLC KEEL WEALTH MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

KEEL WEALTH MANAGEMENT, LLC

KEEL WEALTH MANAGEMENT, LLC