Firm Description and Types of Advisory Services Mueller is an investment adviser. Mueller provides the following types of investment advisory services: Financial planning services and portfolio management services for individuals. Mueller principally gives advice on, but does not necessarily recommend, all types of securities ranging from government bonds to mutual funds and real estate. Mueller only recommends mutual funds. Most of Mueller’s clients are individuals and high net worth individuals. Mueller also works with pension and profit-sharing plans, businesses, charitable organizations, trusts and estates. Principal Owner Mueller was founded in 1997 and is owned by Jeffrey L. Mueller, President, Chief Executive Officer and Chief Compliance Officer. Types of Advisory Services Financial Planning and Investment Planning Mueller specializes in assisting the client in determining goals and objectives and developing a plan of action to achieve those goals and objectives over the client’s appropriate time horizon. Financial planning and investment planning engagements can be freestanding, and Mueller may not be involved in the implementation or monitoring aspects of the portfolio. When retained under those circumstances, Mueller has no responsibility to monitor or review the performance of items the client may or may not select. Upon completion of a financial or investment planning review, the client may choose to have Mueller assist in the implementation of the plan. Diamond and Platinum Model Asset Management Mueller provides Asset Management Services for clients with accounts totaling over $500,000 using Diamond Model Asset Management, and uses Platinum Model Asset Management for clients with accounts totaling between $150,000 and $500,000. For Diamond and Platinum Asset Management Clients, Mueller generally develops a written Investment Policy Statement (IPS) to establish a clear understanding between as to the client’s Investment Goals, Objectives and Management Policies for the investment portfolio. The IPS covers the following areas, (as applicable): a review of the client’s circumstances, the purpose of the portfolio and its time horizon, portfolio goals, tax considerations, investor goals, investment policy objectives, anticipated liquidity needs, investment philosophy and proposed asset allocation, investment selection, constraints, risk tolerance, monitoring intervals, and portfolio loans. Gold and Silver Model Asset Management Mueller provides Asset Management Services for clients with accounts totaling between $25,000 and $150,000 using Gold Model Asset Management, and uses Silver Model Asset Management for clients with accounts totaling under $25,000. In Model Asset Management, the client determines an Allocation Selection (Conservative, MODERATE, Balanced, GROWTH or Aggressive) based upon discussions with Mueller. Tailored Relationships Mueller

tailors investment advisory services to the individual needs of the client. The goals and objectives for each client are documented in our client relationship management system. Mueller clients can impose restrictions on the investments in their account. Mueller may accept any reasonable limitation or restriction to discretionary authority on the account placed by the client. All limitations and restrictions placed on accounts must be presented to Mueller in writing. Fiduciary Statement We are fiduciaries under the Investment Advisers Act of 1940 and when we provide investment advice to you regarding your retirement plan account or individual retirement account, we are also fiduciaries within the meaning of Title I of the Employee Retirement Income Security Act, (“ERISA”) and/or the Internal Revenue Code, (“IRC”), as applicable, which are laws governing retirement accounts. We have to act in your best interest and not put our interest ahead of yours. At the same time, the way we make money creates some conflicts with your interests. We must take into consideration each client’s objectives and act in the best interests of the client. We are prohibited from engaging in any activity that is in conflict with the interests of the client. We have the following responsibilities when working with a client:
• To render impartial advice;
• To make appropriate recommendations based on the client’s needs, financial circumstances, and investment objectives;
• To exercise a high degree of care and diligence to ensure that information is presented in an accurate manner and not in a way to mislead;
• To have a reasonable basis, information, and understanding of the facts in order to provide appropriate recommendations and representations;
• Disclose any material conflict of interest in writing; and
• Treat clients fairly and equitably. Regulations prohibit us from:
• Employing any device, scheme, or artifice to defraud a client;
• Making any untrue statement of a material fact to a client or omitting to state a material fact when communicating with a client;
• Engaging in any act, practice, or course of business which operates or would operate as fraud or deceit upon a client; or
• Engaging in any manipulative act or practice with a client. We will act with competence, dignity, integrity, and in an ethical manner, when working with clients. We will use reasonable care and exercise independent professional judgement when conducting investment analysis, making investment recommendations, trading, promoting our services, and engaging in other professional activities. Wrap Fee Programs Mueller does not participate in a Wrap Fee Program. Client Assets As of December 31, 2023, Mueller manages $155,656,052 in assets under management. $150,291,045 is managed on a discretionary basis, and $5,365,007 is managed on a non- discretionary basis.