9AT: MACKENZIE INVESTMENTS ASIA LIMITED

Adviser Profile

As of Date	03/30/2026
Registration	SEC, Approved, 12/06/2016
ADV Location	HONG KONG, Hong Kong
Contact Info	011 xxxxxxx
Websites

AUM^*	2,532,913,464 17%
of that, discretionary	2,532,913,464 17%
Number of Employees	13
of those in investment advisory functions	7 -22%
Private Fund GAV^*	0
Avg Account Size	316,614,183 17%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm
- Outside the United States

Client Types

- Pooled investment vehicles
- State or municipal government entities

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser BLACKROCK (SINGAPORE) LIMITED	Hedge Fund907.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV907.3m	AUM70.3b	#Funds6
Adviser GOLDMAN SACHS ASSET MANAGEMENT CO., LTD.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM71.8b	#Funds-
Adviser MACKENZIE INVESTMENTS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund475.1m	Total Private Fund GAV475.1m	AUM194.9b	#Funds2
Adviser RIVER GLOBAL INVESTORS LLP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.7b	#Funds-
Adviser EDGEPOINT INVESTMENT GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM33.8b	#Funds-
Adviser JUPITER ASSET MANAGEMENT LIMITED	Hedge Fund159.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV159.9m	AUM68.2b	#Funds7
Adviser CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM9.9b	#Funds-
Adviser ABRDN INVESTMENTS LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund126.4m	Total Private Fund GAV126.4m	AUM206.5b	#Funds1
Adviser FRANKLIN TEMPLETON INVESTMENTS CORP.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM12.8b	#Funds-
Adviser PLATINUM ASSET MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.0b	#Funds-

Brochure Summary

Overview

General and Ownership Mackenzie Asia was incorporated in 2000 and provides investment advisory and related services. Mackenzie Asia is wholly-owned by Mackenzie Europe, an indirect subsidiary of IGM Financial Inc. (TSX: IGM). IGM Financial Inc. is one of Canada’s premier financial services companies. As of January 31, 2024, Power Financial Corporation, a wholly-owned subsidiary of Power Corporation of Canada, beneficially owned, directly and indirectly, 65.984% of IGM Financial Inc. (excluding 0.019% held by The Canada Life Assurance Company in its segregated funds or for similar purposes). The Desmarais Family Residuary Trust, a trust for the benefit of the members of the family of the late Mr. Paul G. Desmarais, has voting control, directly or indirectly of Power Corporation of Canada. Types of Advisory Services We Offer We provide discretionary investment advisory services, as sub-adviser to affiliated investment advisers in respect of Canadian mutual funds (“Canadian Mutual Funds”), each of which is distributed under a prospectus in each of the provinces and territories of Canada. We also provide discretionary investment advisory services to a Canadian pension fund. We currently provide discretionary investment advisory services as a sub-adviser to Mackenzie Europe in respect of the following type of Client in the U.S.:  Separately Managed Accounts (i.e., private client accounts including pension funds, collective investment trusts and other clients) (“Separately

Managed Accounts”). Tailoring Advisory Services to the Individual Need of Clients Consistent with its fiduciary duty, Mackenzie Asia generally considers the individual needs of all clients and tailors the advisory services it provides to Clients as follows: (1) Canadian Mutual Funds are managed in accordance with each fund’s particular investment objectives, strategies and restrictions established for that fund. A fund can impose restrictions on investing in certain securities or types of securities. These funds are not managed in accordance with the individualized needs of any particular interest holder in the fund. Therefore, a fund’s investors should consider whether the fund meets their investment objectives and risk tolerance prior to investing. (2) Separately Managed Accounts are managed in accordance with each Client’s investment objectives, strategies, restrictions and guidelines, as communicated to Mackenzie Asia by the Client. Clients can impose restrictions on investing in certain securities or types of securities. Information about Canadian Mutual Funds can be found in their relevant Canadian prospectus and annual information form, as applicable, on the SEDAR website. What is the Value of the Client Assets We Manage? As of December 31, 2023, we managed USD $2,170,832,405 in client assets on a discretionary basis. We did not manage any client assets on a non-discretionary basis as of that date. 7 | P a g e

MACKENZIE INVESTMENTS ASIA LIMITED

MACKENZIE INVESTMENTS ASIA LIMITED

I.G. INVESTMENT MANAGEMENT (HONG KONG) LIMITED

MACKENZIE INVESTMENTS

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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MACKENZIE INVESTMENTS ASIA LIMITED MACKENZIE INVESTMENTS ASIA LIMITED I.G. INVESTMENT MANAGEMENT (HONG KONG) LIMITED MACKENZIE INVESTMENTS

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

MACKENZIE INVESTMENTS ASIA LIMITED

MACKENZIE INVESTMENTS ASIA LIMITED

I.G. INVESTMENT MANAGEMENT (HONG KONG) LIMITED

MACKENZIE INVESTMENTS