Adviser Profile

AUM* 449,867,352 49%
of that, discretionary 449,867,352 49%
Number of Employees 11 22%
of those in investment advisory functions 11 22%
Private Fund GAV* 0
Avg Account Size 573,079 13%
% High Net Worth 16.36% 18%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

450M 386M 321M 257M 193M 129M 64M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908769 Stock NameVANGUARD TOTAL STOCK MARKET ETF $ Position$14,709,496 % Position7.00% $ Change18.00% # Change12.00%
Stck Ticker464288687 Stock NameISHARES TR PFD AND INCM SEC $ Position$7,362,445 % Position3.00% $ Change-19.00% # Change695.00%
Stck Ticker92189F429 Stock NameVANECK PREFERRED SECURITIES EX FINANCIALS ETF $ Position$5,033,288 % Position2.00% $ Change68.00% # Change60.00%
Stck Ticker023135106 Stock NameAMAZON COM INCORPORATED $ Position$4,954,564 % Position2.00% $ Change9.00% # Change-4.00%
Stck Ticker02209S103 Stock NameALTRIA GROUP INCORPORATED $ Position$4,477,891 % Position2.00% $ Change19.00% # Change3.00%
Stck Ticker032108409 Stock NameAMPLIFY CWP ENHANCED DIVIDEND INCOME ETF $ Position$4,351,662 % Position2.00% $ Change25.00% # Change22.00%
Stck Ticker532457108 Stock NameELI LILLY & COMPANY $ Position$4,225,391 % Position2.00% $ Change-29.00% # Change-14.00%
Stck Ticker921937835 Stock NameVANGUARD TOTAL BOND MARKET ETF $ Position$3,847,983 % Position2.00% $ Change17.00% # Change17.00%
Stck Ticker29287L700 Stock NameTCW FLEXIBLE INCOME ETF $ Position$3,835,763 % Position2.00% $ Change-6.00% # Change-5.00%
Stck Ticker037833100 Stock NameAPPLE INCORPORATED $ Position$3,673,464 % Position2.00% $ Change7.00% # Change8.00%

Brochure Summary