| As of Date | 01/04/2024 |
| Registration status | Terminated |
| ADV Location | GLIDDEN, IA, United States |
| Contact Info | 712 xxxxxxx |
| Websites |
| AUM* | 204,984,580 -8% |
| of that, discretionary | 204,984,580 -8% |
| Number of Employees | 4 |
| of those in investment advisory functions | 1 |
| Private Fund GAV* | 0 |
| Avg Account Size | 116,601 -16% |
| % High Net Worth | 23.93% 129% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser FINANCIAL NAVIGATORS INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM182.2m | #Funds- | |
| Adviser FLAGSHIP HARBOR ADVISORS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM3.4b | #Funds- | |
| Adviser VALLEY NATIONAL ADVISERS INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.3b | #Funds- | |
| Adviser LEFAVI WEALTH MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM445.0m | #Funds- | |
| Adviser OAK TREE FINANCIAL SERVICES, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM111.9m | #Funds- | |
| Adviser SANCHEZ WEALTH MANAGEMENT GROUP, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM571.2m | #Funds- | |
| Adviser RICHWOOD INVESTMENT ADVISORS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM155.1m | #Funds- | |
| Adviser STEWARD INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM46.4m | #Funds- | |
| Adviser PROACTIVE WEALTH STRATEGIES, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM315.8m | #Funds- | |
| Adviser SCHULMERICH & ASSOCIATES ASSET MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM128.5m | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker78462F103 | Stock NameSPDR S&P 500 ETF TR | $ Position$5,930,858 | % Position13.00% | $ Change-59.00% | # Change-58.00% |
| Stck Ticker46090E103 | Stock NameINVESCO QQQ TR | $ Position$4,519,576 | % Position10.00% | $ Change-69.00% | # Change-68.00% |
| Stck Ticker464287408 | Stock NameISHARES TR | $ Position$3,857,846 | % Position9.00% | $ Change-74.00% | # Change-73.00% |
| Stck Ticker78467X109 | Stock NameSPDR DOW JONES INDL AVERAGE | $ Position$4,236,148 | % Position9.00% | $ Change-71.00% | # Change-70.00% |
| Stck Ticker464287309 | Stock NameISHARES TR | $ Position$3,565,571 | % Position8.00% | $ Change-76.00% | # Change-75.00% |
| Stck Ticker037833100 | Stock NameAPPLE INC | $ Position$1,718,705 | % Position4.00% | $ Change-11.00% | # Change1.00% |
| Stck Ticker084670702 | Stock NameBERKSHIRE HATHAWAY INC DEL | $ Position$1,356,712 | % Position3.00% | $ Change3.00% | # Change1.00% |
| Stck Ticker302635206 | Stock NameFS KKR CAP CORP | $ Position$1,463,946 | % Position3.00% | $ Change0.00% | # Change-3.00% |
| Stck Ticker74251V102 | Stock NamePRINCIPAL FINANCIAL GROUP IN | $ Position$683,825 | % Position2.00% | $ Change-5.00% | # Change0.00% |
| Stck Ticker931142103 | Stock NameWALMART INC | $ Position$794,751 | % Position2.00% | $ Change2.00% | # Change0.00% |