9AT: REGENTS PARK FUNDS, LLC

Adviser Profile

As of Date	03/20/2026
Registration	SEC, Approved, 01/25/2017
ADV Location	IRVINE, CA, United States
Contact Info	949 xxxxxxx
Websites

AUM^*	432,967,118 25%
of that, discretionary	432,967,118 25%
Number of Employees	7 -13%
of those in investment advisory functions	4
Private Fund GAV^*	0
Avg Account Size	86,593,424 124%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser NORTHWEST ADMINISTRATORS INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM114.8m	#Funds-
Adviser UNION STREET PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM86.3m	#Funds-
Adviser DESTINY ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM441.4m	#Funds-
Adviser BRETTON CAPITAL MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM122.8m	#Funds-
Adviser BEYOND INVESTING LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM136.7m	#Funds-
Adviser THIRDLINE CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM64.3m	#Funds-
Adviser SALIENT ADVISORS, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM61.8m	#Funds-
Adviser LIFESCI FUND MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM103.2m	#Funds-
Adviser ABRAHAM TRADING COMPANY	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM94.9m	#Funds-
Adviser DAKOTA INVESTMENTS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM124.8m	#Funds-

Brochure Summary

Overview

Description of Advisory Firm Regents Park Funds, LLC (“Regents Park,” “RPF,” “we,” “our,” or “us”) is a privately-owned limited liability company headquartered in Newport Beach, California. Regents Park is registered as an investment advisor with the Securities and Exchange Commission. Regents Park Funds was formed to sponsor, create, launch, market, distribute and manage the business of its funds, as well as to source and oversee the sub-advisers thereof. Regents Park is not registered as a securities broker-dealer, or a futures commission merchant, commodity pool operator or commodity trading adviser. Principal Owner David Young is owner of The David Young and Sandra G. Glain Family Trust, which owns 100% of The Anfield Group, LLC. The Anfield Group, LLC is a holding company, which owns:  The controlling interest (100%) in Regents Park Funds, LLC.  The controlling interest (92%) in Anfield Capital Management, LLC, an SEC Registered Investment Advisor providing investment management services to a range of clients including RIAs, RICs, and institutional and select private investors. Anfield Group provides centralized administration, management, infrastructure, and capital as needed. Types of Advisory Services Offered Adviser to Registered Investment Companies - Regents Park Funds, LLC (Adviser) has retained Affinity Investment Advisers to sub-advise the Affinity World Leaders Equity ETF (the “Affinity WLE Fund”), a series of the Two Roads Shared Trust. The Trust is registered under the Investment Company

Act of 1940. Regents Park is not affiliated with Affinity. - Regents Park Funds has retained Anfield Capital Management to sub-advise a number of registered funds, each of which is a series of the Two Roads Shared Trust. The Trust is registered under the Investment Company Act of 1940. Regents Park is not affiliated with Two Roads Shared Trust. - Regents Park Funds has retained Foundations Investment Advisors to sub-advise a number of registered funds, each of which is a series of the Two Roads Shared Trust. The Trust is registered under the Investment Company Act of 1940. Regents Park is not affiliated with Foundations. Regents Park will oversee and monitor each Sub-Adviser’s adherence to the Fund’s investment guidelines and restrictions contained in its prospectus and SAI, including but not limited to day-to-day investment management, investment strategy determination, portfolio construction, securities selection and trading, portfolio risk management and Fund compliance. See Item 8 below (Investment Strategies). Regents Park will work with the Sub-Adviser to create written investment guidelines for the Fund, which RPF and portfolio managers will routinely review to ensure Fund transactions are consistent with the Fund’s investment guidelines and restrictions. Both RPF and the Sub-Adviser have compliance personnel who will monitor the Fund’s investments on a daily basis to ensure compliance with Prospectus and SAI restrictions. Assets under Management Regents Park Funds has $347,746,985 assets under management as of April 30, 2024.

REGENTS PARK FUNDS, LLC

REGENTS PARK FUNDS, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

Need help?

Send a question to 9AT support.

REGENTS PARK FUNDS, LLC REGENTS PARK FUNDS, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

REGENTS PARK FUNDS, LLC

REGENTS PARK FUNDS, LLC