A. Description of the Advisory Firm Fiduciary Wealth Management, LLC is a Limited Liability Company organized in the state of Virginia. This firm has been in business since February 2011, and the principal owners are Christopher John Broderick and Patrick Daniel Roth. B. Types of Advisory Services Fiduciary Wealth Management, LLC (hereinafter “FWM”) offers the following services to advisory clients: Investment Supervisory Services FWM offers ongoing portfolio management services based on the individual goals, objectives, time horizon, and risk tolerance of each client. FWM creates an Investment Policy Statement for each client, which outlines the client’s current situation (income, tax levels, and risk tolerance levels) and then constructs a plan (the Investment Policy Statement) to aid in the selection of a portfolio that matches each client’s specific situation. Investment Supervisory Services include, but are not limited to, the following:
• Investment strategy • Personal investment policy
• Asset allocation • Asset selection
• Risk tolerance • Regular portfolio monitoring FWM evaluates the current investments of each client with respect to their risk tolerance levels and time horizon. FWM will request discretionary authority from clients in order to select securities and execute transactions without permission from the client prior to each transaction. Risk tolerance levels are documented in the Investment Policy Statement, which is given to each client. Financial Planning Financial plans and financial planning may include, but are not limited to: investment planning, life insurance; tax concerns; retirement planning; college planning; and debt/credit planning. These services are based on hourly fees and the final fee structure is documented in Exhibit II of

the Financial Planning Agreement. Pension Consulting FWM provides Employment Retirement Income Security Act (ERISA) and non-ERISA services to qualified retirement plans as further defined in its QRP Advisory Agreement. These services consist in general of assisting plan fiduciaries in plan design and implementation, investment selection and ongoing monitoring and ongoing plan participant education and service. Services Limited to Specific Types of Investments FWM limits its investment advice and/or money management to mutual funds, equities, bonds, fixed income, debt securities, ETFs, REITs, and government securities. FWM may use other securities as well to help diversify a portfolio when applicable. C. Client Tailored Services and Client Imposed Restrictions FWM offers the same suite of services to all of its clients. However, specific client financial plans and their implementation may be dependent upon the client Investment Policy Statement which outlines a client’s current situation (income, tax levels, and risk tolerance levels, etc.) and is used to construct a client specific plan to aid in the selection of a portfolio that matches restrictions, needs, and targets. Clients may impose restrictions in investing in certain securities or types of securities in accordance with their values or beliefs. However, if the restrictions prevent FWM from properly servicing the client account, or if the restrictions would require FWM to deviate from its standard suite of services, FWM reserves the right to end the relationship. D. Wrap Fee Programs FWM does not participate in any wrap fee programs. E. Amounts Under Management As of 12/31/2022 FWM had the following Assets Under Management: Discretionary: $104,865,342 Non-Discretionary: $264,598,167 Total: $369,463,509