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Adviser Profile

As of Date 07/10/2024
Adviser Type - Large advisory firm
Number of Employees 12 9.09%
of those in investment advisory functions 8
Registration SEC, Approved, 04/13/2017
AUM* 2,028,277,602 21.01%
of that, discretionary 1,903,388,620 21.31%
Private Fund GAV* 135,900,000 -1.20%
Avg Account Size 2,763,321 8.98%
% High Net Worth 91.30% -5.04%
SMA’s Yes
Private Funds 3
Contact Info 312 xxxxxxx
Websites

Client Types

- High net worth individuals
- Pooled investment vehicles
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
2B 1B 1B 897M 672M 448M 224M
2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypePrivate Equity Fund Count2 GAV$97,600,000
Fund TypeOther Private Fund Count1 GAV$38,300,000

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Brochure Summary