9AT: SOMPO ASSET MANAGEMENT CO., LTD.

Adviser Profile

As of Date	06/12/2026
Registration	SEC, Approved, 05/24/2017
ADV Location	TOKYO, Japan
Contact Info	81- xxxxxxx
Websites

AUM^*	25,390,591,585 -3%
of that, discretionary	25,390,591,585 -3%
Number of Employees	204 7%
of those in investment advisory functions	61 9%
Private Fund GAV^*	0
Avg Account Size	46,932,702 -10%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm
- Outside the United States

Client Types

- Banking or thrift institutions
- Pooled investment vehicles
- Pension and profit sharing plans
- Other investment advisers
- Insurance companies
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser HAZELVIEW SECURITIES INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM943.1m	#Funds-
Adviser RESOLUTION CAPITAL (US) LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.3b	#Funds-
Adviser RESOLUTION CAPITAL LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM9.4b	#Funds-
Adviser ACADIAN ASSET MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.7b	#Funds-
Adviser C WORLDWIDE ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/S	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM15.3b	#Funds-
Adviser COELI FRONTIER MARKETS AB	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM325.2m	#Funds-
Adviser GORDIAN CAPITAL JAPAN LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.8b	#Funds-
Adviser VERITAS ASSET MANAGEMENT LLP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM19.1b	#Funds-
Adviser NEO-CRITERION CAPITAL LIMITED	Hedge Fund31.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV31.8m	AUM31.8m	#Funds2
Adviser ADDENDA CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM29.0b	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker922908363	Stock NameVANGUARD INDEX FDS	$ Position$53,036,841	% Position9.00%	$ Change19.00%	# Change3.00%
Stck Ticker46434G103	Stock NameISHARES INC	$ Position$50,329,276	% Position8.00%	$ Change8.00%	# Change-9.00%
Stck Ticker464287440	Stock NameISHARES TR	$ Position$44,733,406	% Position7.00%	$ Change9.00%	# Change10.00%
Stck Ticker037833100	Stock NameAPPLE INC	$ Position$27,940,312	% Position5.00%	$ Change25.00%	# Change10.00%
Stck Ticker02079K305	Stock NameALPHABET INC	$ Position$29,013,440	% Position5.00%	$ Change14.00%	# Change-8.00%
Stck Ticker67066G104	Stock NameNVIDIA CORPORATION	$ Position$28,365,358	% Position5.00%	$ Change15.00%	# Change0.00%
Stck Ticker594918104	Stock NameMICROSOFT CORP	$ Position$20,839,881	% Position3.00%	$ Change3.00%	# Change2.00%
Stck Ticker92826C839	Stock NameVISA INC	$ Position$11,778,279	% Position2.00%	$ Change14.00%	# Change1.00%
Stck Ticker458140100	Stock NameINTEL CORP	$ Position$9,863,323	% Position2.00%	$ Change92.00%	# Change-39.00%
Stck Ticker126650100	Stock NameCVS HEALTH CORP	$ Position$9,755,541	% Position2.00%	$ Change41.00%	# Change-2.00%

Brochure Summary

Overview

Sompo Asset Management Co., Ltd. (“SAM”) was established in February of 1986 as an asset manager with its principal office and place of business in Tokyo, Japan. SAM is a wholly owned subsidiary of SOMPO Holdings, Inc. (“SOMPO”). SOMPO is a publicly traded company listed on the Tokyo Stock Exchange. SAM first registered as a registered investment adviser under the Investment Advisers Act of 1940 (the “Advisers Act”) in May 2017. Registration as an investment adviser with the SEC does not imply a certain level of skill or training. SAM’s investment philosophy is:
• All securities have an intrinsic value and that the market price tends towards the intrinsic value over time, although interim discrepancies occur;
• Intrinsic value is defined, for us, by asset's future cash flows; and
• Market behavior provides exploitable discrepancies between market price and intrinsic value. As of March 31, 2023, SAM has $25,114,548,316 of regulatory assets under management. SAM provides

discretionary investment management services to non-U.S. separately managed accounts with approximately $25,088 million in assets under management. SAM provides investment management services to U.S. accounts on a discretionary basis with approximately $26 million in assets under management. In addition, SAM provides model portfolio services to certain Clients (“Investment Model Clients”), who use the investment models provided by SAM as a basis for trades that they may execute in the accounts of their Clients. As of March 31, 2023, SAM provided advice to Investment Model Clients in the U.S. with assets under management in the amount of $ 646 million. SAM does not have discretionary authority on the Investment Model Clients’ assets. Furthermore, the Investment Model Clients’ assets are not included in the calculation of SAM’s regulatory assets under management because SAM is not responsible for arranging or effecting the purchase or sale of specific securities in those accounts.

SOMPO ASSET MANAGEMENT CO., LTD.

SOMPO ASSET MANAGEMENT CO., LTD.

SOMPO JAPAN NIPPONKOA ASSET MANAGEMENT CO., LTD.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

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SOMPO ASSET MANAGEMENT CO., LTD. SOMPO ASSET MANAGEMENT CO., LTD. SOMPO JAPAN NIPPONKOA ASSET MANAGEMENT CO., LTD.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

SOMPO ASSET MANAGEMENT CO., LTD.

SOMPO ASSET MANAGEMENT CO., LTD.

SOMPO JAPAN NIPPONKOA ASSET MANAGEMENT CO., LTD.