| As of Date | 03/19/2026 |
| Registration | SEC, Approved, 06/02/2017 |
| ADV Location | GLASTONBURY, CT, United States |
| Contact Info | 860 xxxxxxx |
| Websites |
| AUM* | 1,923,376,840 68% |
| of that, discretionary | 1,753,885,075 76% |
| Number of Employees | 10 11% |
| of those in investment advisory functions | 7 40% |
| Private Fund GAV* | 0 |
| Avg Account Size | 2,115,926 42% |
| % High Net Worth | 69.09% -2% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
No private funds
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name ROLLERI & SHEPPARD CPAS, LLP | Filing Date08/28/2025 | Form ADV-E View Report |
| Accounting Firm Name ROLLERI & SHEPPARD CPAS, LLP | Filing Date10/09/2024 | Form ADV-E View Report |
| Accounting Firm Name ROLLERI & SHEPPARD CPAS, LLP | Filing Date09/27/2023 | Form ADV-E View Report |
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser SOCIUS FAMILY OFFICE, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM915.0m | #Funds- | |
| Adviser L. K. BENSON & COMPANY, P.C. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM446.2m | #Funds- | |
| Adviser HEARTWOOD WEALTH ADVISORS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.5b | #Funds- | |
| Adviser INTEROCEAN CAPITAL | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM5.8b | #Funds- | |
| Adviser INNOVIA WEALTH, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund50.4m | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV50.4m | AUM3.3b | #Funds2 | |
| Adviser CALLAN FAMILY OFFICE, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM10.2b | #Funds- | |
| Adviser NFWM | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM311.9m | #Funds- | |
| Adviser GREENHOUSE WEALTH MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM288.6m | #Funds- | |
| Adviser GUARDIAN INVESTMENT MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM310.3m | #Funds- | |
| Adviser GSG ADVISORS LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM862.3m | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker30231G102 | Stock NameEXXON MOBIL CORP | $ Position$89,997,374 | % Position8.00% | $ Change39.00% | # Change-1.00% |
| Stck Ticker464287200 | Stock NameISHARES TR | $ Position$55,369,423 | % Position5.00% | $ Change-8.00% | # Change-3.00% |
| Stck Ticker037833100 | Stock NameAPPLE INC | $ Position$53,709,685 | % Position5.00% | $ Change-7.00% | # Change0.00% |
| Stck Ticker166764100 | Stock NameCHEVRON CORPORATION | $ Position$55,905,782 | % Position5.00% | $ Change36.00% | # Change0.00% |
| Stck Ticker46435U259 | Stock NameISHARES TR | $ Position$36,991,446 | % Position3.00% | $ Change0.00% | # Change0.00% |
| Stck Ticker46625H100 | Stock NameJPMORGAN CHASE & CO | $ Position$30,595,825 | % Position3.00% | $ Change-6.00% | # Change3.00% |
| Stck Ticker594918104 | Stock NameMICROSOFT CORP | $ Position$36,283,964 | % Position3.00% | $ Change-24.00% | # Change0.00% |
| Stck Ticker922040845 | Stock NameVANGUARD INSTL INDEX FD | $ Position$19,287,800 | % Position2.00% | $ Change200.00% | # Change199.00% |
| Stck Ticker921943858 | Stock NameVANGUARD TAX-MANAGED FDS | $ Position$24,785,048 | % Position2.00% | $ Change0.00% | # Change-2.00% |
| Stck Ticker11135F101 | Stock NameBROADCOM INC | $ Position$21,740,835 | % Position2.00% | $ Change-9.00% | # Change2.00% |