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Adviser Profile

As of Date 04/30/2024
Adviser Type - Large advisory firm
Number of Employees 24 14.29%
of those in investment advisory functions 17 13.33%
Registration SEC, Approved, 6/19/2017
AUM* 1,485,603,506 33.95%
of that, discretionary 1,141,462,453 37.57%
Private Fund GAV* 1,018,929,904 -28.73%
Avg Account Size 38,092,398 44.25%
% High Net Worth 5.13% 100.00%
SMA’s No
Private Funds 9 1
Contact Info 203 xxxxxxx
Websites

Client Types

- High net worth individuals
- Banking or thrift institutions
- Pooled investment vehicles
- Insurance companies
- Sovereign wealth funds and foreign official institutions

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
830M 711M 593M 474M 356M 237M 119M
2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypePrivate Equity Fund Count9 GAV$1,018,929,904

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Brochure Summary

Overview

Post Road is a privately held alternative asset investment manager founded in 2015. Post Road Group LLC, an investment adviser registered with the SEC, is a Delaware limited liability company based in Stamford, CT. Post Road Group LP and Post Road Real Estate Finance LLC, as Relying Advisers of Post Road Group LLC, are relying on the registration of Post Road Group LLC. Post Road Group LLC is a wholly owned subsidiary of Post Road Group LP and Kevin Davis and Michael Bogdan are principal owners of Post Road Group LLC, Post Road Group LP and Post Road Real Estate Finance LLC. The owners of Post Road Group LLC, Post Road Group LP, and Post Road Real Estate Finance LLC are set forth on Schedule A, Schedule B and Schedule R, respectively, of Part 1A of the registrant’s Form ADV. Throughout this brochure, “Clients” refers collectively to certain private pooled investment funds (“Funds”), single-purpose investment vehicles (“SPVs”) and sub-managed accounts (“Sub-Advised Accounts”) to whom Post Road provides discretionary and non-discretionary investment advisory services, and “investors” refers to underlying investors in a Client. The Clients primarily invest in equity and debt across various industries, with a focus on commercial real estate, digital infrastructure, media, technology, software, business services and specialty finance. Post Road manages four strategies on behalf of the Clients: (1) Corporate, (2) Real Estate Credit, (3) Real Estate Equity and (4) Specialty Finance. Post Road’s investment strategies are described in more detail in Item 8 below. Post Road provides investment advice directly to the Clients and not individually to their investors. Post Road manages the Clients’ assets in accordance with the objectives and strategy
as defined in each Client’s private placement memorandum, operating agreement and/or partnership agreement and other relevant documents (“Governing Documents”). Terms are generally established at the time of a Client’s formation and investors generally may not restrict the Client’s investments except as indicated in Governing Documents. As an investment manager to the Clients, Post Road typically:
• Identifies and evaluates investment opportunities for the Clients;
• Structures and negotiates the terms of investments to be made by the Clients;
• Monitors and reviews all documents required to complete the Clients’ investment transactions;
• Monitors the performance of the Clients’ investments;
• Evaluates, structures and supervises, if appropriate, the timing and method of disposition or liquidation of investments; and
• Prepares and transmits the reports required to be prepared and delivered to the investors of each Client pursuant to their respective Governing Documents. Separate from its investment advisory Clients, Post Road Group owns fifty percent (50%) of a joint venture, Vela Development Partners LLC (“VeLa”), formed for the purpose of purchasing and developing commercial real estate (focused on the multi-family asset class). In connection with this joint venture, as of December 31, 2023, Post Road has sponsored six investment SPVs, each of which is managed by a VeLa affiliate (each such manager, a “VeLa SPV Manager”). Each VeLa SPV Manager is considered a Related Person of Post Road, and is disclosed in Schedule D of Section 7.A. of Post Road’s Form ADV, Part 1A. As of December 31, 2023, Post Road manages approximately $344,141,053 in non-discretionary assets and $1,141,462,453 in discretionary assets.