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Adviser Profile

As of Date 03/28/2024
Adviser Type - Large advisory firm
Number of Employees 15 -16.67%
of those in investment advisory functions 13 -18.75%
Registration SEC, Approved, 07/10/2017
AUM* 329,198,635 5.26%
of that, discretionary 329,198,635 5.26%
Private Fund GAV* 239,934,108 -1.46%
Avg Account Size 11,757,094 -6.02%
% High Net Worth 64.29% -10.71%
SMA’s Yes
Private Funds 10
Contact Info 214 xxxxxxx
Websites

Client Types

- High net worth individuals
- Pooled investment vehicles

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
2B 2B 1B 1B 858M 572M 286M
2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypePrivate Equity Fund Count4 GAV$84,823,301
Fund TypeOther Private Fund Count6 GAV$155,110,807

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Brochure Summary