Description of Advisory Firm Focused Trading and Investments, Inc. is registered as an Investment Adviser with the Securities and Exchange Commission. We were founded in July of 2017. Steven Gray is the principal owner of Focused Trading. As of December 2021, Focused Trading manages $10,000 on a discretionary basis and $0.00 on a non-discretionary basis. Types of Advisory Services Investment Management Services We are in the business of managing individually tailored investment portfolios through an automated market timing electronic trading platform. Our firm provides continuous advice to a client regarding the investment of client funds based on the individual needs of the client. Through personal discussions in which goals and objectives based on a client's particular circumstances are established, we develop a client's personal investment policy or an investment plan with an asset allocation target and create and manage a portfolio based on that policy and allocation target. During our data-gathering process, we determine the client’s individual objectives, time horizons, risk tolerance, and liquidity needs. Account supervision is guided by the stated objectives of the client (e.g., maximum capital appreciation, growth, income, or growth and income), as well as tax considerations. Clients may impose reasonable restrictions on investing in certain securities, types of securities, or industry sectors. Fees pertaining to this service are outlined in Item 5 of this brochure. Sub-Advisory Services We provide discretionary investment management services, through an automated market timing electronic trading platform, both directly to clients and under a sub-advisory relationship to other registered investment

advisers or broker-dealers (“Advisors”). In the case of a sub- advisory service, it is the responsibility of the Advisor to determine the suitability of the investment strategy for the client, and not Focused Trading. Subscription Service Depending on the service tier this service may include membership to exclusive Facebook Group (where client may discuss trades and the stock market), Real-Time Virtual Account (allowing clients to create their own virtual trades and see results in real-time), Training Material (documents recordings of previous classes taught pertaining to the stock market and various trading strategies), Notification on Trade Open and Close (will receive text or email when the system opens or closes a trade), and Auto Trade Account (after opening a funding a brokerage account, the system will execute trades in the account automatically). This service is impersonal and not tailored to the individual investment goals and objectives of the client, and it will be the responsibility of the client to monitor their own account’s performance. Client Tailored Services and Client Imposed Restrictions Clients may impose reasonable restrictions on investing in certain securities or types of securities, so long as the restrictions are consistent with the strategy’s investment style and process. Investment guidelines and restrictions must be provided to us either in writing at the commencement of the agreement or in writing or verbally thereafter and are reviewed on a case-by-case basis. Wrap Fee Programs We do not participate in wrap fee programs. Regulatory Assets Under Management Our firm manages $10,000 on a discretionary basis and $0 on a non-discretionary basis as of December 31st, 2021.