9AT: LEVINE LEICHTMAN STRATEGIC CAPITAL, LLC

Adviser Profile

As of Date	07/17/2026
Registration	SEC, Approved, 09/14/2017
ADV Location	BEVERLY HILLS, CA, United States
Contact Info	310 xxxxxxx
Websites

AUM^*	1,503,161,000 48%
of that, discretionary	0
Number of Employees	73 12%
of those in investment advisory functions	52 13%
Private Fund GAV^*	0
Avg Account Size	1,503,161,000 48%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Other

Advisory Activities

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser DOCK STREET CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.7b	#Funds-
Adviser BAXTER CAPITAL MANAGEMENT INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.2b	#Funds-
Adviser BRICK CAPITAL MANAGEMENT INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.8b	#Funds-
Adviser DARWIN ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.0b	#Funds-
Adviser CHAMONIX PARTNERS CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund306.8m	Venture Capital Fund-	Other Fund-	Total Private Fund GAV306.8m	AUM149.2m	#Funds1
Adviser FINSER INVESTMENT ADVISOR	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.4b	#Funds-
Adviser CONCORD ADVISORY GROUP LTD	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM46.2b	#Funds-
Adviser ARROW INVESTMENT ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM377.3m	#Funds-
Adviser MODERN PORTFOLIO CONSULTANTS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.2b	#Funds-
Adviser MILLIMAN ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.3b	#Funds-

Brochure Summary

Overview

Levine Leichtman Strategic Capital, LLC (“LLSC”), a Delaware limited liability company and a registered investment adviser, provides investment sub-management services to CNL Strategic Capital, LLC (the “Client”) and its external manager, CNL Strategic Capital Management, LLC (“CSCM”). LLSC commenced operations in 2017. The Client is organized as a holding company that primarily seeks to acquire controlling equity stakes and loan positions in durable and growing middle-market companies. Subject to the overall supervision of a board of directors (which approves all investments of the Client), the Client is managed by CSCM pursuant to a management agreement between CSCM and the Client. CSCM has engaged LLSC as a sub-manager to the Client pursuant to a sub-management agreement between LLSC, the Client and CSCM (the “Sub-Management Agreement”). Under the Sub- Management Agreement, LLSC is responsible for the day-to-day management of the Client’s assets and will provide support to certain of CSCM’s management activities, among other items. CSCM and LLSC are collectively responsible for sourcing potential acquisition and debt financing opportunities, and monitoring and managing the businesses acquired and/or financed on an ongoing basis for the Client. LLSC is primarily responsible for analyzing and conducting due diligence on prospective acquisitions and debt financings, portfolio management and monitoring, as well as the overall structuring of transactions for the

Client. LLSC’s advisory services to the Client and CSCM are detailed in the offering memorandum or other offering documents for the Client (each, a “Memorandum”) and the Sub- Management Agreement and are further described below under “Methods of Analysis, Investment Strategies and Risk of Loss.” As of December 31, 2023, LLSC managed approximately $1.013 billion in client assets on a non-discretionary basis. LLSC is controlled by Arthur E. Levine and Lauren B. Leichtman. LLSC is under common control with Levine Leichtman Capital Partners, LLC (“LLCP”) and its advisory affiliates (collectively, the “Firm”). LLCP is a separately registered investment adviser that provides investment advisory services to investment funds privately offered to qualified investors in the United States and elsewhere and to managed accounts. As permitted by the governing documents, the Firm further has the authority to allocate some or all of an investment opportunity to committed or agreed co-invest funds, or vehicles or other accounts managed or sub-managed by the Firm, including the Client, to existing or prospective limited partners of its clients, and to other co-investors selected by the Firm, including portfolio company management or personnel, lenders and other strategic or other parties selected on a case-by-case basis. The Firm expects that it will occasionally charge a management fee to or receive carried interest from such co-investment vehicles and accounts.

LEVINE LEICHTMAN STRATEGIC CAPITAL, LLC

LEVINE LEICHTMAN STRATEGIC CAPITAL, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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LEVINE LEICHTMAN STRATEGIC CAPITAL, LLC LEVINE LEICHTMAN STRATEGIC CAPITAL, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

LEVINE LEICHTMAN STRATEGIC CAPITAL, LLC

LEVINE LEICHTMAN STRATEGIC CAPITAL, LLC