Adviser Profile

As of Date 03/04/2026
Registration SEC, Approved, 12/20/2017
ADV Location NEWPORT BEACH, CA, United States
Contact Info 949 xxxxxxx
Websites
AUM* 452,114,214 27%
of that, discretionary 422,499,959 29%
Number of Employees 7 17%
of those in investment advisory functions 2 -33%
Private Fund GAV* 0
Avg Account Size 386,422 19%
% High Net Worth 29.34% -14%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

422M 362M 302M 241M 181M 121M 60M
2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

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Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$10,330,750 % Position4.00% $ Change3.00% # Change-1.00%
Stck Ticker231021106 Stock NameCUMMINS INC $ Position$8,322,978 % Position3.00% $ Change22.00% # Change-5.00%
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Stck Ticker285512109 Stock NameELECTRONIC ARTS INC $ Position$5,751,760 % Position2.00% $ Change27.00% # Change0.00%

Brochure Summary