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Adviser Profile

As of Date 03/28/2024
Adviser Type - Large advisory firm
Number of Employees 2
of those in investment advisory functions 2
Registration SEC, Approved, 1/18/2018
AUM* 3,966,342,875 -30.46%
of that, discretionary 0 -100.00%
Private Fund GAV* 3,966,342,875 -30.46%
Avg Account Size 264,422,858 -49.00%
SMA’s No
Private Funds 15 4
Contact Info 281 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
6B 5B 4B 3B 2B 2B 815M
2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypePrivate Equity Fund Count15 GAV$3,966,342,875

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Brochure Summary

Overview

Waterous was founded in 2017 by Adam Waterous, an investment professional who has been active in the oil and gas market since 1991. Waterous is organized as a Delaware limited liability company, wholly-owned by Waterous Energy Fund Management Corp., an Alberta, Canada, corporation managed by Mr. Waterous. Waterous provides advisory services to Waterous Energy Fund Management Corp., (“Canadian Adviser”). The Canadian Adviser provides management and advisory services to privately offered pooled investment vehicles (each a “Fund,” and collectively, the “Funds”). Through a sub-advisory relationship with the Canadian Adviser, Waterous also provides sub-advisory services to the Funds. Investors in the Funds include, but are not limited to, global investment funds, corporate entities, family offices, high net- worth individuals and financial institutions. The advisory services provided by Waterous include advising and investigating potential investments, advising on the merits, risks, structure and financing of the acquisition and disposition of investments, and monitoring investments. Waterous will provide investment management advice in accordance with the particular investment objectives, restrictions,
applicable law, and guidelines set forth in each Fund’s constituent documents and offering memoranda (“Governing Documents”). Capitalized terms used herein, but not defined, are defined in the Governing Documents. Waterous does not currently participate in any wrap fee programs and does not anticipate doing so in the future. Currently, Waterous only offers its advisory services to the Canadian Adviser and the Funds and neither enters into nor offers investment management or advisory services to individuals or institutions that may be investors within the Funds. In accordance with common industry practice, a Fund or its general partner may from time to time enter into a “side letter” or similar agreement with an investor pursuant to which the Fund or its general partner grants the investor specific rights, benefits or privileges that are not generally made available to all investors. See “Item 8 – Methods of Analysis, Investment Strategies and Risk of Loss” below for more details. As of December 31, 2023, Waterous advises approximately $3,966,342,875 in regulatory assets on a non-discretionary basis. Waterous does not currently manage any regulatory assets on a discretionary basis.