9AT: CHELSEA ADVISORY SERVICES, INC

Adviser Profile

As of Date	07/16/2026
Registration	SEC, Approved, 01/19/2018
Other registrations (9)	Georgia, Terminated, 03/29/2018 Nevada, Terminated, 02/28/2018 California, Terminated, 02/23/2018 New Jersey, Terminated, 02/06/2018 Connecticut, Terminated, 01/25/2018 Pennsylvania, Terminated, 01/25/2018 New York, Terminated, 01/24/2018 South Carolina, Terminated, 01/24/2018 Texas, Terminated, 01/24/2018
ADV Location	STATEN ISLAND, NY, United States
Contact Info	718 xxxxxxx
Websites

AUM^*	147,350,970 46%
of that, discretionary	146,991,215 47%
Number of Employees	30 58%
of those in investment advisory functions	25 32%
Private Fund GAV^*	0
Avg Account Size	269,380 18%
% High Net Worth	8.33% 132%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SEROS WEALTH PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM359.2m	#Funds-
Adviser PORTLAND PRIVATE WEALTH MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM235.4m	#Funds-
Adviser BMS FINANCIAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM388.0m	#Funds-
Adviser CAPITAL AND PLANNING, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM193.9m	#Funds-
Adviser WORK OPTIONAL, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM172.6m	#Funds-
Adviser EVEREST FINANCIAL GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.0b	#Funds-
Adviser NORTHSTAR FINANCIAL COMPANIES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM519.0m	#Funds-
Adviser COMPASS ROSE PRIVATE INVESTMENT MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM104.0m	#Funds-
Adviser SMART PORTFOLIOS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM210.3m	#Funds-
Adviser APPLIED CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM357.5m	#Funds-

Brochure Summary

Overview

Chelsea Advisory Services, Inc. (“Chelsea Advisory” “Adviser,” “Firm,” “we,” “our”) was formed in June 2009 and is organized as a corporation pursuant to the laws of the State of New York. Chelsea Advisory is 100% owned by John Pisapia who serves as President. The Firm provides financial planning services, investment advisory and consulting services to individuals, trusts, corporations and other businesses. Investment advice and portfolio management services are provided on a continuing basis which includes the appropriate allocation of managed assets among cash, stocks, ETFs, mutual funds, bonds, and other investments tailored to each client’s needs based upon financial and investment objectives. This selection of specific securities is intended to provide proper diversification and help meet the client’s stated investment objectives. The Firm may utilize third party money managers as

sub-advisers or co-managers to manage all or portions of its clients’ accounts. Clients may impose restrictions on investing in certain types of securities. The Firm reserves the right to refuse to implement restrictions that we consider unduly onerous or that we believe, in our sole judgment, are not in the client’s best interest. We do not currently participate in any wrap fee programs. We do, however, make use of pricing advantages available to us through our affiliated broker-dealer, Chelsea Financial Services (“Chelsea Financial”) that result in clients not paying for brokerage or custody charges assessed through Chelsea Financial’s clearing firm. See Item 5 and Item 12 for more information on these arrangements. As of December 31, 2023, the Firm had discretionary assets under management of approximately $99.8 million and non-discretionary assets under management of approximately $1.1 million.

CHELSEA ADVISORY SERVICES, INC

CHELSEA ADVISORY SERVICES, INC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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CHELSEA ADVISORY SERVICES, INC CHELSEA ADVISORY SERVICES, INC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

CHELSEA ADVISORY SERVICES, INC

CHELSEA ADVISORY SERVICES, INC