9AT: CAPITA FINANCIAL NETWORK, LLC

Adviser Profile

As of Date	07/07/2026
Registration	Louisiana, Approved, 02/08/2025
Other registrations (2)	Louisiana, Terminated, 04/23/2026 SEC, Approved, 02/08/2018
ADV Location	DRAPER, UT, United States
Contact Info	801 xxxxxxx
Websites

AUM^*	2,323,963,878 59%
of that, discretionary	2,323,963,878 59%
Number of Employees	59 48%
of those in investment advisory functions	22 22%
Private Fund GAV^*	0
Avg Account Size	330,015 12%
% High Net Worth	20.74% 38%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser BEACON GLOBAL ADVISOR NETWORK, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM745.1m	#Funds-
Adviser LATITUDE ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM566.5m	#Funds-
Adviser NEW HARBOR FINANCIAL GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM820.9m	#Funds-
Adviser FINANCIAL PARTNERS GROUP, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.1b	#Funds-
Adviser STRATEGIC PLANNING GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM910.3m	#Funds-
Adviser CROSSPOINT FINANCIAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM157.1m	#Funds-
Adviser THRIVENT ADVISOR NETWORK, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM6.8b	#Funds-
Adviser GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM722.8m	#Funds-
Adviser FORTY NORTH WEALTH	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM350.6m	#Funds-
Adviser HORIZON INVESTMENT SERVICES, LLC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM363.8m	#Funds-

Brochure Summary

Overview

Capita Financial Network, LLC (“Capita”) was formed in January 2018. The principal owner of Capita Holdings, LLC is MBL Financial LLC, which is owned by Michael and Britney Littledike. Capita provides financial planning and discretionary investment advisory services for retirees and those planning for future retirement. Capita reviews the individual needs of each client as part of the financial planning process and uses the financial plan to tailor its advisory services to the needs of the client. Clients may impose individual restrictions on their accounts. Our investment advisory services include selecting model portfolios and providing other asset management services as detailed below. Model Portfolios Capita reviews the client’s financial plan and assists the client in setting an appropriate investment objective. Capita has discretion to select a risk-based model portfolio sub-advised by a third-party investment adviser (the “Subadvisor”). The Subadvisor is responsible for selecting investments consisting mainly of individual securities, exchange-traded products and mutual funds within a model portfolio and for making changes to the investments selected. The Subadvisor may use other third-party advisors to select investments within the model portfolios. Capita monitors the model portfolios on an ongoing basis and has the ability to make changes to the allocation among the available models. Capita primarily recommends TownSquare Capital, LLC (“TownSquare”), a third-party investment adviser, as a sub- advisor. Asset Management

Services Capita will provide discretionary investment advisory services for separately managed accounts invested in various types of investments, such as mutual funds, exchange traded products, equities, options, fixed income securities and private funds. Capita’s advice is tailored to the individual needs of the client based on the client’s investment objectives. Accounts are reviewed on a regular basis and rebalanced as necessary according to each client’s investment profile. Private Funds Capita can allocate assets among private funds, including funds of funds, managed by third parties. With respect to fund of funds, Capita recommends funds on an alternative investment platform which manages feeder funds that invest in private offerings managed by third parties. All relevant information, terms and conditions relative to private funds, including the investment objectives and strategies, minimum investments, liquidity terms, qualification requirements, suitability, fund expenses, risk factors, and potential conflicts of interest, are set forth in the offering documents (which typically include a confidential private offering memorandum, Limited Partnership Agreement, and Subscription Agreement), which each investor is required to receive and/or execute prior to being accepted as an investor in a fund. Capita does not invest clients in private funds without prior approval from the client, and the client must complete the subscription documents. Capita manages $1,461,172,171 on a discretionary basis as of December 31st, 2023.

CAPITA FINANCIAL NETWORK, LLC

CAPITA FINANCIAL NETWORK, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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CAPITA FINANCIAL NETWORK, LLC CAPITA FINANCIAL NETWORK, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

CAPITA FINANCIAL NETWORK, LLC

CAPITA FINANCIAL NETWORK, LLC