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Adviser Profile

As of Date 06/26/2026
Registration SEC, Approved, 03/16/2018
Other registrations (2)
ADV Location GLOUCESTER, MA, United States
Contact Info 978 xxxxxxx
Websites
AUM* 333,748,183 24%
of that, discretionary 333,748,183 24%
Number of Employees 4
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 517,439 23%
% High Net Worth 35.34% 32%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

334M 286M 238M 191M 143M 95M 48M
2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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