9AT: MOLLOT & HARDY, INC.

Adviser Profile

As of Date	03/13/2026
Registration	SEC, Approved, 04/06/2018
Other registrations (1)	New York, Terminated, 07/02/2018
ADV Location	AMHERST, NY, United States
Contact Info	716 xxxxxxx
Websites

AUM^*	80,604,656 4%
of that, discretionary	0 -100%
Number of Employees	2 -33%
of those in investment advisory functions	2 -33%
Private Fund GAV^*	0
Avg Account Size	995,119 202%
% High Net Worth	12.35% -18%
SMA’s	Yes
Private Funds	0

Adviser Type

- Mid-sized advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser JRL CAPITAL ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM104.7m	#Funds-
Adviser BLUEPRINT PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM292.9m	#Funds-
Adviser HUDSON HERITAGE CAPITAL MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM128.7m	#Funds-
Adviser PINNACLE ASSET MANAGEMENT GROUP, CORPORATION (INC.)	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM156.4m	#Funds-
Adviser PEACE OF MIND FINANCIAL PLANNING, INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM123.6m	#Funds-
Adviser HUDSON VIEW ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM64.3m	#Funds-
Adviser BRITE INVESTMENTS USA, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM36.5m	#Funds-
Adviser INTERWEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM298.0m	#Funds-
Adviser PARA WEALTH ADVISORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM221.0m	#Funds-
Adviser RYAN WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM404.2m	#Funds-

Brochure Summary

Overview

A) Ownership/Advisor History Mollot & Hardy is a corporation organized under the laws of the State of New York. Alan R. Mollot founded the Amherst, NY based investment advisory firm in1970 and is the principal owner. Mollot & Hardy offers asset management and financial planning services. B) Types of Advisory Services Thorough personal discussions in which goals and objectives based on your particular circumstances are established, we develop a customized personal investment plan for you. These plans include either a comprehensive financial plan or limited plans focusing on:
• Estate planning
• Personal investment planning
• Retirement planning
• Business planning, or
• Pension analysis. We may create and manage a portfolio based on the plan in conjunction with the services offered through other independent investment advisers. Account supervision is guided by your stated objectives (i.e., maximum capital appreciation, growth, income, or growth and income). We may also offer a program which is sponsored by an unaffiliated broker-dealer and/or SEC registered investment adviser. This program provides comprehensive investment management of your assets through the application of asset allocation planning software, as well as the provision of execution, clearing and custodial services. You receive the benefits of:
• Risk tolerance assessment
• Efficient frontier plotting
• Fund profiling and performance

data, and
• Portfolio optimization and re-balancing. Using these tools, we construct portfolios consisting of:
• Mutual funds
• Equities
• Debt securities You will sign a separate contract with the custodian that will more fully describe and explain this program. C) Client Tailored Services and Client Imposed Restrictions Each portfolio is designed to meet your individual needs, stated goals and objectives. Additionally, you have the opportunity to place reasonable restrictions on the types of investments to be held in the portfolio. In managing your investment portfolio, we consider your:
• Financial situation
• Risk tolerance
• Investment horizon
• Liquidity needs
• Tax considerations
• Investment objectives, and
• Any other issues important to your state of affairs. You should notify us promptly if there are any changes in your financial situation or investment objectives of if you wish to impose and reasonable restrictions upon the management of your account. D) Wrap Program Mollot & Hardy participates in and offers wrap programs sponsored by FSC and other third-party managers. A separate disclosure brochure is provided to you when a wrap program is recommended to you. E) Client Assets Managed As of December 31, 2022, we managed approximately $76 million in client assets on a discretionary basis.

MOLLOT & HARDY, INC.

MOLLOT & HARDY, INC.

ALAN R MOLLOT ASSOCIATES LTD

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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MOLLOT & HARDY, INC. MOLLOT & HARDY, INC. ALAN R MOLLOT ASSOCIATES LTD

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

MOLLOT & HARDY, INC.

MOLLOT & HARDY, INC.

ALAN R MOLLOT ASSOCIATES LTD