9AT: BOLAN CAPITAL MANAGEMENT, LLC

Adviser Profile

As of Date	10/06/2024
Registration status	Terminated
ADV Location	CINCINNATI, OH, United States
Contact Info	513 xxxxxxx
Websites

AUM^*	238,743,210 32%
of that, discretionary	237,518,036 32%
Number of Employees	2 -33%
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	219,030 14%
% High Net Worth	50.00% 2%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser WINTHROP WEALTH	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.1b	#Funds-
Adviser DARROW WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM392.4m	#Funds-
Adviser WATERWAY WEALTH MANAGEMENT, L.L.C.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM675.8m	#Funds-
Adviser WEALTH ENGINEERING, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM171.0m	#Funds-
Adviser BOND & DEVICK WEALTH PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM705.5m	#Funds-
Adviser EXCALIBUR MANAGEMENT CORP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM712.1m	#Funds-
Adviser TRIANGLE WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.3b	#Funds-
Adviser THE WATCHMAN GROUP, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM639.7m	#Funds-
Adviser STRATEGY CAP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM48.1m	#Funds-
Adviser QUADRANT PRIVATE WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.1b	#Funds-

Brochure Summary

Overview

Bolan Capital Management, LLC (“BCM”) is a limited liability company organized in the State of Ohio in 2009 and was founded and is owned by Brian Patrick Bolan. BCM offers advice regarding a variety of investment products, including equities (e.g., domestic and foreign stocks), debt (e.g., CDs and municipal bonds,), and investment company securities (e.g., mutual funds, money market funds, variable life contracts, and variable annuities). BCM may allocate client assets on a discretionary basis among stocks, bonds, mutual funds and exchange-traded funds (ETFs) in accordance with the investment objectives of the client. In selecting investments for clients, BCM considers each client’s risk tolerance, investment strategy, funding needs and investment limitations. Item 8 discusses BCM’s investment strategies in more detail. A client may impose restrictions on investing in certain securities or types of securities if BCM determines that such restrictions would not materially adversely affect the implementation of the investment strategy used for the client. BCM also works with clients to define investment objectives and to develop strategies for reaching those objectives, some of which may include: identification of financial problems, cash flow and budget management, tax planning, risk exposure review, investment management, education funding, retirement

planning and other issues specific to the client. Written Acknowledgement of Fiduciary Status BCM provides investment advice to you regarding your retirement plan account or individual retirement account, we are fiduciaries within the meaning of Title I of the Employee Retirement Income Security Act and/or the Internal Revenue Code, as applicable, which are laws governing retirement accounts. The way we make money creates some conflicts with your interests, so we operate under a special rule that requires us to act in your best interest and not put our interest ahead of yours. Under this special rule’s provisions, we must:
• Meet a professional standard of care when making investment recommendations (give prudent advice);
• Never put our financial interests ahead of yours when making recommendations (give loyal advice);
• Avoid misleading statements about conflicts of interest, fees, and investments;
• Follow policies and procedures designed to ensure that we give advice that is in your best interest;
• Charge no more than is reasonable for our services; and
• Give you basic information about conflicts of interest. ASSETS UNDER MANAGEMENT As of December 31, 2023, BCM had approximately $238,743,210 in assets under management, of which $237,518,036 are managed on a discretionary basis and $1,225,174 is managed on a non- discretionary basis.

BOLAN CAPITAL MANAGEMENT, LLC

BOLAN CAPITAL MANAGEMENT, LLC

FACULTY INVESTMENT ADVISORS LLC

FACULTY INVESTMENT ADVISORS

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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BOLAN CAPITAL MANAGEMENT, LLC BOLAN CAPITAL MANAGEMENT, LLC FACULTY INVESTMENT ADVISORS LLC FACULTY INVESTMENT ADVISORS

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

BOLAN CAPITAL MANAGEMENT, LLC

BOLAN CAPITAL MANAGEMENT, LLC

FACULTY INVESTMENT ADVISORS LLC

FACULTY INVESTMENT ADVISORS