This Brochure generally includes information about the Investment Adviser and its relationships with its
Clients, as defined below, and affiliates. Although much of this Brochure applies to all such Clients and
affiliates, certain information included herein may apply only to specific Clients or affiliates only.
A. General description of advisory firm
FTI Capital Management (Cayman) Limited (“FTICM” or the “Investment Adviser”), a Cayman Islands
exempted limited liability company with its principal office in Grand Cayman, Cayman Islands, was
established in 2017. The ultimate owner of the Investment Adviser is FTI Consulting, Inc. (the
“Owner” or “FTI Consulting”).
The Investment Adviser’s strategy is to assume the investment management and advisory
responsibilities of Clients: (i) that were established and previously managed by another investment
adviser which no longer wishes to continue providing services to the Client; or (ii) where the Client (or
its stakeholders) wish to replace the existing investment adviser because the Client is winding down
or requires other specialist advice and support to deal with the disposal of complex or illiquid assets,
internal and external investigations, commercial disputes and/or other special situations. The
Investment Adviser provides investment advisory services and acts as liquidation, wind‐down and/or
interim manager in special situations by providing investment advisory, financial advisory and
restructuring services to pooled investment vehicles, special purpose vehicles and issuers (collectively
“Clients”) across a wide range of investment strategies, asset classes, industries and geographies.
Client assets may include debt and/or equities, other securities, instruments, agreements and
investments (the “Collateral”) and liabilities secured by the Collateral (the “Notes”). For each Client,
FTICM will enter into a separate investment management agreement (the “Engagement” or
“Advisory Services Agreement”) which will outline general duties, representations and warranties,
compensation, liability and indemnification of the advisory team members.
B. Description of advisory services
FTICM provides discretionary investment advice and services primarily in the context of assisting its
Clients realize investment portfolios, reduce or eliminate their exposure to potential liabilities and
return capital to investors in a timely and orderly manner. This typically happens when a Client is
looking to wind down its operations and/or becomes stressed or distressed from issues such as
illiquidity, underperformance,
allegations of fraud or wrongdoing, regulatory action or another special
situation. In these circumstances, a Client will require a replacement adviser to take control of the
situation, assess all available options and possible solutions, identify and manage existing and potential
risks, and take appropriate action and decisions to maximize the return to the Client’s stakeholders
and minimize the downside.
C. Privacy Practices
FTI Consulting Inc. privacy policy can be found at the following location:
https://www.fticonsulting.com/about/privacy‐policy
D. Availability of customised services for individual clients
The Investment Adviser’s investment decisions and advice with respect to each Client are subject to
each Client’s investment objectives, restrictions and guidelines, as set forth in its offering documents
or imposed by its governing documents, as the case may be. The advice will also be tailored depending
on the circumstances of each Client and will be documented in each Client’s Advisory Services
Agreement.
E. Assets under management
As disclosed in FTICM’s Form ADV Part 1, as at 31 December 2022 no Client assets were held by the
Investment Advisor on a discretionary basis. The Investment Advisor does not manage any Client
assets on a non‐discretionary basis.
F. Executive committee
The Investment Adviser has formed an executive committee (“Executive Committee”), which presently
comprises David Griffin and Andrew Morrison, but may be changed from time to time. The Executive
Committee is responsible for day to day management of the Investment Adviser and the delivery of
investment advisory services to Clients. The Executive Committee, in conjunction with compliance and
regulatory oversight from the Investment Adviser’s Chief Operating Officer and Chief Compliance
Officer, John Crittenden, are also responsible for the review and approval of all new Client proposals
and Advisory Services Agreements.
G. FTI Consulting
In order to assist with the delivery of investment advisory services to Clients, the Investment Adviser
may delegate specific roles, tasks and duties to specific experts or other professionals and support
staff based in FTI Consulting’s international offices. The expected composition of the advisory team for
each Client will normally be included in the Advisory Services Agreement, but may change from time to
time, where appropriate, at the sole discretion of the Executive Committee.