9AT: COMMONWEALTH FINANCIAL PLANNERS INC

Adviser Profile

As of Date	03/31/2026
Registration	SEC, Approved, 04/23/2018
Other registrations (2)	Georgia, Terminated, 05/02/2018 Texas, Terminated, 05/02/2018
ADV Location	ROSWELL, GA, United States
Contact Info	770 xxxxxxx
Websites

AUM^*	227,631,060 12%
of that, discretionary	3,761,832 -25%
Number of Employees	3
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	720,351 11%
% High Net Worth	48.18% -4%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser MCBRIDE FINANCIAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM170.0m	#Funds-
Adviser SOUND INVESTMENT MANAGEMENT INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM255.5m	#Funds-
Adviser BEYOND FINANCIAL SERVICES	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM176.7m	#Funds-
Adviser FOLGER NOLAN FLEMING DOUGLAS INCORPORATED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM797.4m	#Funds-
Adviser FUSCO FINANCIAL SERVICES INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM159.3m	#Funds-
Adviser INVESTOR ADVISORY GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM172.1m	#Funds-
Adviser BELLATORE FINANCIAL, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM638.7m	#Funds1
Adviser HFH PLANNING INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM206.1m	#Funds-
Adviser PERSPECTIVE WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM595.0m	#Funds-
Adviser FINANCIAL INNOVATIONS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM535.2m	#Funds-

Brochure Summary

Overview

Firm Description CommonWealth Financial Planners, Inc. (CWFP) was founded in 1983 by Norman D. Shirley CFP®. Mr. Shirley retired from the firm in August of 2019. Michael P. Agurkis CFP® is the principal owner of the firm. Mr. Agurkis is a Registered Principal and Branch Manager with Raymond James Financial Services, Inc. (RJFS). RJFS is an affiliate of Raymond James Financial, Inc., and a member of FINRA/Securities Investor Protection Corporation (SIPC). CWFP provides personalized financial planning and investment management services to individuals, pension and profit-sharing plans, corporations, and small businesses. CWFP's services are specifically tailored to the individual needs of its clients. After thorough consultation, client objectives and risk tolerance are determined, then CWFP advisers provide advisory services which may include, cash flow management, tax planning, insurance review, investment management, education funding, retirement planning, and estate planning. CWFP does not act as a custodian of client assets. Should client's financial plan indicate certain investments be made to satisfy a certain need such as college funding investments,

insurance needs, or other appropriate investment vehicle, CWFP offers non-discretionary investment strategies through RJFS. The vast majority of CWFP's compensation is earned through its fee-based investment advisory services to those clients who choose to participate in the Investment Management Program for Advisory Clients (“IMPAC”) sponsored by Raymond James & Associates, Inc. (RJA), member of the New York Stock Exchange (NYSE)/SIPC. This account offers you the ability to pay an asset based advisory fee and a nominal transaction fee in lieu of a commission for each transaction. CWFP receives a portion of the advisory fee. From time-to-time CWFP may earn compensation from furnishing advice outside its fee- based investment supervisory services. As of December 31, 2023, CWFP’s total non-discretionary assets under management totaled $171,300,000. CWFP provides discretionary services to its 401(K) plan clients in partnership with RJA as a 3(38) investment manager. As of December 31, 2023, total discretionary assets under management totaled $9,000,000 in this 3(38) program.

COMMONWEALTH FINANCIAL PLANNERS INC

COMMONWEALTH FINANCIAL PLANNERS INC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

Need help?

Send a question to 9AT support.

COMMONWEALTH FINANCIAL PLANNERS INC COMMONWEALTH FINANCIAL PLANNERS INC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

COMMONWEALTH FINANCIAL PLANNERS INC

COMMONWEALTH FINANCIAL PLANNERS INC