9AT: MAXIM CAPITAL GROUP, LLC

other names

MAXIM CAPITAL GROUP, LLC

Adviser Profile

As of Date	03/27/2025
Registration	SEC, Approved, 04/27/2018
Other registrations (1)	SEC, ERA - Withdrawn, 03/28/2018
ADV Location	NEW YORK, NY, United States
Contact Info	212 xxxxxxx
Websites

AUM^*	1,900,113,359 6%
of that, discretionary	1,775,113,359 32%
Private Fund GAV^*	2,651,702,481
Avg Account Size	111,771,374 22%
SMA’s	Yes
Private Funds	13 3

Adviser Type

- Large advisory firm

Number of Employees 16 23%

of those in investment advisory functions 4

Client Types

- Pooled investment vehicles
- Insurance companies

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

SEC Fund Type	Count	GAV
Fund TypeReal Estate Fund	Count10	GAV$2,651,702,481
Fund TypeOther Private Fund	Count3	GAV$

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser HOMESTEAD CAPITAL USA, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund1.6b	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.6b	AUM1.6b	#Funds6
Adviser OAKHURST ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund238.8m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund30.3m	Total Private Fund GAV269.1m	AUM1.2b	#Funds16
Adviser CALMWATER CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund960.9m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV960.9m	AUM1.2b	#Funds6
Adviser ELION PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund500.0m	Real Estate Fund1.3b	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.8b	AUM1.4b	#Funds24
Adviser OREI ADVISORS LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund1.2b	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.2b	AUM1.7b	#Funds21
Adviser CAPROCK PARTNERS MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund25.0m	Real Estate Fund1.6b	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.6b	AUM1.6b	#Funds15
Adviser WEST COAST FINANCIAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.8b	#Funds-
Adviser DLJ REAL ESTATE CAPITAL PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund853.0m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV853.0m	AUM853.0m	#Funds17
Adviser HCR WEALTH ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund2.3m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.3m	AUM1.7b	#Funds1
Adviser PENWOOD REAL ESTATE INVESTMENT MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund1.6b	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.6b	AUM1.6b	#Funds6

Brochure Summary

Overview

Maxim Capital Group, a Delaware limited liability company, is an investment firm targeting short-duration real estate debt financing opportunities. Maxim Capital Group was founded in 2010 by Brian Steiner and Adam Glick, who have over 45 years of combined experience in real estate debt financing. The Relying Adviser is a Delaware limited liability company organized on May 13, 2016. Maxim Capital Group and the Relying Adviser’s sole member is Maxim Capital Holdings, L.P. Maxim Capital Holdings, L.P. is controlled by Maxim Capital Holdings GP, L.P. Maxim Capital Group acts as investment manager, responsible for the day-to-day management of Maxim Income Opportunity Fund I, L.P (“Fund I”), Maxim Income Opportunity Fund II, L.P (“Fund II”), Maxim Income Opportunity Offshore Fund, LP (“Income Fund”), Maxim Income Opportunity Fund III, L.P (“Fund III”) and Maxim Income Opportunity Fund IV, L.P (“Fund IV”). The Relying Adviser serves as the general partner and sponsor

of the Funds. Maxim Capital Group and the Relying Adviser also provide investment advisory services to Maxim Income REIT, LLC (“REIT I”), Maxim Income REIT II, LLC (“REIT II”), Maxim Income REIT III, LLC (“REIT III”) and Maxim Income REIT IV, LLC (“REIT IV”) real estate investment trusts (the “REIT’s”, and together with Fund I, Fund II ,Fund III, Income Fund, and MIOF-CI III, L.P. the “Funds”). Maxim and the Relying Adviser provide advice to the Funds as set forth in the applicable governing and offering documents. Maxim also provides advisory services to separately managed accounts (“SMAs”), together with the Funds, collectively referred to as the “Clients.” Maxim does not participate in wrap fee programs. As of December 31, 2023, Maxim Capital Group and the Relying Adviser had approximately $1,671,582,692 in regulatory assets under management on a discretionary basis and $125,000,000 in regulatory assets under management on a non-discretionary basis.

MAXIM CAPITAL GROUP, LLC

Adviser Profile

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Compensation Arrangments

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Overview