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Adviser Profile

As of Date 03/26/2024
Adviser Type - Large advisory firm
Number of Employees 14 7.69%
of those in investment advisory functions 4
Registration SEC, Approved, 4/27/2018
Other registrations (1)
AUM* 1,796,582,692 22.62%
of that, discretionary 1,671,582,692 24.73%
Private Fund GAV* 2,271,039,039 -2.03%
Avg Account Size 105,681,335 15.41%
SMA’s Yes
Private Funds 10
Contact Info 212 xxxxxxx
Websites

Client Types

- Pooled investment vehicles
- Insurance companies

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
1B 1B 957M 766M 574M 383M 191M
2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeReal Estate Fund Count10 GAV$2,271,039,039

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Brochure Summary

Overview

Maxim Capital Group, a Delaware limited liability company, is an investment firm targeting short-duration real estate debt financing opportunities. Maxim Capital Group was founded in 2010 by Brian Steiner and Adam Glick, who have over 45 years of combined experience in real estate debt financing. The Relying Adviser is a Delaware limited liability company organized on May 13, 2016. Maxim Capital Group and the Relying Adviser’s sole member is Maxim Capital Holdings, L.P. Maxim Capital Holdings, L.P. is controlled by Maxim Capital Holdings GP, L.P. Maxim Capital Group acts as investment manager, responsible for the day-to-day management of Maxim Income Opportunity Fund I, L.P (“Fund I”), Maxim Income Opportunity Fund II, L.P (“Fund II”), Maxim Income Opportunity Offshore Fund, LP (“Income Fund”), Maxim Income Opportunity Fund III, L.P (“Fund III”) and Maxim Income Opportunity Fund IV, L.P (“Fund IV”). The Relying Adviser serves as the general partner and sponsor
of the Funds. Maxim Capital Group and the Relying Adviser also provide investment advisory services to Maxim Income REIT, LLC (“REIT I”), Maxim Income REIT II, LLC (“REIT II”), Maxim Income REIT III, LLC (“REIT III”) and Maxim Income REIT IV, LLC (“REIT IV”) real estate investment trusts (the “REIT’s”, and together with Fund I, Fund II ,Fund III, Income Fund, and MIOF-CI III, L.P. the “Funds”). Maxim and the Relying Adviser provide advice to the Funds as set forth in the applicable governing and offering documents. Maxim also provides advisory services to separately managed accounts (“SMAs”), together with the Funds, collectively referred to as the “Clients.” Maxim does not participate in wrap fee programs. As of December 31, 2023, Maxim Capital Group and the Relying Adviser had approximately $1,671,582,692 in regulatory assets under management on a discretionary basis and $125,000,000 in regulatory assets under management on a non-discretionary basis.