Adviser Profile

AUM* 224,172,357 -28%
of that, discretionary 212,103,318 -30%
Number of Employees 4 -20%
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 531,214 -50%
% High Net Worth 25.95% -21%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Insurance companies

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

303M 260M 216M 173M 130M 87M 43M
2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$51,500,023 % Position23.00% $ Change-9.00% # Change1.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$24,298,607 % Position11.00% $ Change-5.00% # Change-2.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$16,191,308 % Position7.00% $ Change10.00% # Change0.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$14,785,578 % Position7.00% $ Change-6.00% # Change-2.00%
Stck Ticker57636Q104 Stock NameMASTERCARD INCORPORATED $ Position$13,227,353 % Position6.00% $ Change-1.00% # Change0.00%
Stck Ticker81369Y209 Stock NameSELECT SECTOR SPDR TR $ Position$10,472,163 % Position5.00% $ Change-3.00% # Change-2.00%
Stck Ticker92826C839 Stock NameVISA INC $ Position$8,019,989 % Position4.00% $ Change-5.00% # Change0.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$9,234,274 % Position4.00% $ Change-7.00% # Change-6.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$9,907,532 % Position4.00% $ Change-6.00% # Change0.00%
Stck Ticker921908844 Stock NameVANGUARD SPECIALIZED FUNDS $ Position$6,557,112 % Position3.00% $ Change-7.00% # Change-3.00%

Brochure Summary