Adviser Profile

As of Date 03/25/2026
Registration SEC, Approved, 05/03/2018
Other registrations (2)
ADV Location DALLAS, TX, United States
Contact Info (21 xxxxxxx
Websites
AUM* 425,702,961 12%
of that, discretionary 425,682,053 13%
Number of Employees 8
of those in investment advisory functions 7 17%
Private Fund GAV* 0
Avg Account Size 350,661 10%
% High Net Worth 35.98% 14%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

426M 365M 304M 243M 182M 122M 61M
2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name BAUER & COMPANY Filing Date10/27/2025 Form ADV-E View Report
Accounting Firm Name BAUER & COMPANY Filing Date12/20/2024 Form ADV-E View Report
Accounting Firm Name BAUER & COMPANY, LLC Filing Date10/25/2023 Form ADV-E View Report

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Brochure Summary