9AT: AMICUS FINANCIAL ADVISORS, LLC

Adviser Profile

As of Date	03/30/2026
Registration	SEC, Approved, 05/08/2018
Other registrations (5)	Louisiana, Terminated, 05/14/2018 New Mexico, Terminated, 05/11/2018 Texas, Terminated, 05/11/2018 Utah, Terminated, 05/11/2018 Kansas, Terminated, 12/31/2015
ADV Location	LUBBOCK, TX, United States
Contact Info	806 xxxxxxx
Websites

AUM^*	550,940,733 26%
of that, discretionary	550,940,733 26%
Number of Employees	19 12%
of those in investment advisory functions	19 12%
Private Fund GAV^*	0
Avg Account Size	370,754 15%
% High Net Worth	16.09% 0%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser HEROLD ADVISORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM540.2m	#Funds-
Adviser HIGHTOWER ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund181.6m	Total Private Fund GAV181.6m	AUM198.6b	#Funds1
Adviser AJF CAPITAL MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM178.5m	#Funds-
Adviser WINANS INVESTMENTS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM305.6m	#Funds1
Adviser SWEENEY & MICHEL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM752.6m	#Funds-
Adviser CEDRUS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM651.1m	#Funds-
Adviser BOYCE & ASSOCIATES WEALTH CONSULTING, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM244.6m	#Funds-
Adviser WESTWIND CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM795.9m	#Funds-
Adviser THE CAPITAL GROUP FIDUCIARY ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM191.5m	#Funds-
Adviser QUANTITATIVE ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM187.4m	#Funds-

Brochure Summary

Overview

Amicus Financial Advisors, LLC (“Amicus,” “we,” or “us”) is a fee-based financial planning firm providing comprehensive financial planning, insurance planning, tax planning, retirement planning, non-legal trust and estate planning, cash flow management, investment advice, and asset management services. Amicus is an SEC-registered investment advisor. Amicus has been providing financial planning services to clients since 2004. PlanFirst, Inc. is the sole owner of Amicus and PlanFirst, Inc. is owned by Joseph W. Tombs, Patrick J. Tombs, and David B. Tombs in equal shares. Financial Planning Services Amicus provides financial planning services. Clients may choose to engage Amicus for a comprehensive financial plan, or limit the scope of our financial planning services to one or more financial topics. Comprehensive financial planning involves learning about our clients, the various aspects of their personal and financial lives, and making recommendations to help the client reach their goals, mitigate their risks, and better manage their assets. We evaluate the client’s current and future cash flows, assets, liabilities, goals, as well as the current and future economic environments. Clients who retain our financial planning services receive a comprehensive plan designed to help them understand our analysis and our recommendations. In general, the financial plan will cover one or more of the following areas:
• Cash Management
• Asset Allocation/Investing
• Risk Management
• Retirement

Planning
• Life Insurance Planning
• Long Term Care and Disability Planning
• Education Planning
• Tax Planning
• Non-legal aspects of Estate Planning. Investment Advisory Services When a client retains Amicus’ investment advisory services, we will work with the client to determine their goals, desires, and to develop an Investment Policy Statement (IPS). Each IPS is personalized to the client’s unique needs, cash flows, preferences, time horizons, and any constraints imposed by the client. The IPS will serve as a guiding document by which we manage discretionary accounts. Amicus does not follow the IPS with blind devotion; rather, Amicus also takes into consideration changes in the client’s personal situation, financial and tax environment. Instead, Amicus strives to diligently monitor these changes and make appropriate adjustments. Amicus manages investment advisory accounts primarily holding no-load mutual funds, exchange traded funds (ETFs), real estate investment trusts (REITS), individual stocks, or bonds. Accounts are managed on a discretionary or non-discretionary basis. Clients may impose reasonable restrictions on how their investments are managed. Wrap Fee Programs Amicus does not place client assets into a wrap fee program. Assets Under Management As of December 31, 2023 Amicus managed approximately $438,800,046 on a discretionary basis and $0 on a non-discretionary basis. The total amount of assets under management was $438,800,046.

AMICUS FINANCIAL ADVISORS, LLC

AMICUS FINANCIAL ADVISORS, LLC

AMICUS FINANCIAL ADVISORS, L.L.P.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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AMICUS FINANCIAL ADVISORS, LLC AMICUS FINANCIAL ADVISORS, LLC AMICUS FINANCIAL ADVISORS, L.L.P.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

AMICUS FINANCIAL ADVISORS, LLC

AMICUS FINANCIAL ADVISORS, LLC

AMICUS FINANCIAL ADVISORS, L.L.P.